Form D · Private Equity Fund
Northern Shipping International Fund III LP
Majoro, 1T · CIK 0001668406
Offering snapshot reported Mar 2, 2016 · SEC filing
- Reported sold
- $20M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 16, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 2, 2016 | Initial | $20,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $400K (estimated)
- Form D file number
- 021-258424
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Eaton Partners, LLC | 31170 | |
| MANOR PRIVATE CAPITAL, LLC | 149192 |
Source: Form D, filed Mar 2, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NORTHERN SHIPPING INTERNATIONAL FUND III LP
Investment adviser: NORTHERN SHIPPING FUND MANAGEMENT LLC
- Gross asset value
- $13.7M
- Beneficial owners
- 21
- ADV minimum commitment
- $5M
Reported in Form ADV on Mar 30, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76
Filing source
Form ADV 1590289 · Mar 30, 2022 · Schedule D 7.B.(1), fund 805-7694378210
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Northern Fund Management America Llc | Executive, Promoter |
| Northern Shipping Fund Iii Gp Llc | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Majoro, 1T, MH 96960