Investment adviser · CRD 300339

NORTHERN SHIPPING FUND MANAGEMENT LLC

Investment adviser filing (IA)

STAMFORD, CT, United States · Form ADV filed Mar 30, 2022

Regulatory AUM: $808M
Client accounts: 5
Employees: 14
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$808,122,652	100.0%

Filing source

Form ADV 1590289 · Mar 30, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NORTHERN SHIPPING FUND IV LPPrivate Equity Fund · Last reported Mar 30, 2022$636MGross asset value

Fund administrator BROADSCOPE FUND ADMINISTRATORS, LLC (AN APEX GROUP LTD COMPANY) PARAMUS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian CITIBANK, N.A. NEW YORK CITY, New York, United States Related to adviser: No

Custodian NIBC BANK N.V. THE HAGUE, Netherlands Related to adviser: No

Custodian SIGNATURE BANK, N.A. NEW YORK CITY, New York, United States Related to adviser: No

Marketer MANOR PRIVATE CAPITAL, LLC STAMFORD, Connecticut, United States Related to adviser: Yes

Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ROWAYTON, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

NIBC BANK N.V.
LEI B64D6Y3LBJS4ANNPCU93

SIGNATURE BANK, N.A.
LEI VLP5AP0XK2GM6GKD1007

MANOR PRIVATE CAPITAL, LLC
CRD 149192 · SEC 8-68117

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

Fund details & source

Fund ID: 805-4600271723
Reported beneficial owners: 20
Minimum commitment: $5M
Form D file number: 021-332917

Form ADV 1590289 · Mar 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHERN SHIPPING FUND III LPPrivate Equity Fund · Last reported Mar 30, 2022$128MGross asset value

Fund administrator BROADSCOPE FUND ADMINISTRATORS, LLC (AN APEX GROUP LTD COMPANY) PARAMUS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian CITIBANK, N.A. NEW YORK CITY, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-2057221026
Reported beneficial owners: 51
Minimum commitment: $5M
Form D file number: 021-248776

Form ADV 1590289 · Mar 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHERN SHIPPING MASTER FUND III LPPrivate Equity Fund · Last reported Mar 30, 2022$15.2MGross asset value

Feeder funds

NORTHERN SHIPPING INTERNATIONAL FUND III LP

Fund administrator BROADSCOPE FUND ADMINISTRATORS, LLC (AN APEX GROUP LTD COMPANY) PARAMUS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian CITIBANK, N.A. NEW YORK CITY, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-5016399080
Reported beneficial owners: 2
Minimum commitment: $5M

Form ADV 1590289 · Mar 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHERN SHIPPING FUND II LLCPrivate Equity Fund · Last reported Mar 30, 2022$15.2MGross asset value

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian CITIBANK, N.A. NEW YORK CITY, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 49

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-5940998155
Reported beneficial owners: 17
Minimum commitment: $0
Form D file number: 021-181888

Form ADV 1590289 · Mar 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2022. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

100 FIRST STAMFORD PLACE, 6TH FLOOR
STAMFORD, CT, 06902-6740, United States

CRD 300339

Filing source

Form ADV 1590289 · Mar 30, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.