Form D · Private Equity Fund

NORTHERN SHIPPING FUND IV LP

Stamford, CT · CIK 0001767834

Offering snapshot reported Feb 12, 2021 · SEC filing

Reported sold: $553M
Investors reported: 19
Minimum accepted: $0
First sale: Feb 25, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$463,333,333 → $553,304,346
Reported investors18 → 19

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 12, 2021	Amendment	$553,304,346	$89,971,013vs Feb 14, 2020	19	SEC filing
Feb 14, 2020	Amendment	$463,333,333	No comparison	18	SEC filing
Feb 14, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $4.5M (estimated)
Form D file number: 021-332917

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
STIFEL, NICOLAUS & COMPANY, INCORPORATED	793
MANOR PRIVATE CAPITAL, LLC	149192

Source: Form D, filed Feb 12, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORTHERN SHIPPING FUND IV LP

Investment adviser: HUDSON STRUCTURED CAPITAL MANAGEMENT LTD.

Gross asset value: $123M
Beneficial owners: 20
ADV minimum commitment: $5M

Reported in Form ADV on Sep 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WAYSTONE ADMINISTRATION SOLUTIONS (BDA) LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG AUDIT LIMITED HAMILTON, Bermuda

Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG AUDIT LIMITED
PCAOB 1297

CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76

Filing source

Form ADV 2127120 · Sep 4, 2026 · Schedule D 7.B.(1), fund 805-4600271723

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Northern Shipping Fund III LP	Oct 4, 2016	$378,575,000	46
NORTHERN SHIPPING FUND IV LP (this fund)	Feb 12, 2021	$553,304,346	19

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Northern Shipping Fund Iv Gp Llc	Executive, Promoter
Northern Shipping Fund Management Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 First Stamford Place, 6 Th Floor
Stamford, CT, 06902