Form D · Private Equity Fund

Northern Shipping Fund III LP

Stamford, CT · CIK 0001652180

Offering snapshot reported Oct 4, 2016 · SEC filing

Reported sold
$379M
Indefinite offering
Investors reported
46
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 8, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 46

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 4, 2016Amendment$378,575,000No comparison46SEC filing
Oct 5, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$4.75M (estimated)
Form D file number
021-248776

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Eaton Partners, LLC31170
MANOR PRIVATE CAPITAL, LLC149192

Source: Form D, filed Oct 4, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORTHERN SHIPPING FUND III LP

Investment adviser: HUDSON STRUCTURED CAPITAL MANAGEMENT LTD.

Gross asset value
$27.9M
Beneficial owners
51
ADV minimum commitment
$5M

Reported in Form ADV on Oct 27, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CENTAUR FUND SERVICES (BERMUDA) LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG AUDIT LIMITED HAMILTON, Bermuda
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG AUDIT LIMITED
PCAOB 1297

CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76

Filing source

Form ADV 1796047 · Oct 27, 2023 · Schedule D 7.B.(1), fund 805-2057221026

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Northern Fund Management America Llc Executive, Promoter
Northern Shipping Fund Iii Gp Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Northern Shipping Fund Iii Gp Llc 62 Southfield Ave, Suite 212
Stamford, CT, 06902