Form D · Hedge Fund

NORTH BAY CAPITAL FUND 1-A LP

Boston, MA · CIK 0001409634

Offering snapshot reported May 31, 2012 · SEC filing

Reported sold: $1.92M
Investors reported: 20
Minimum accepted: $0
First sale: Jul 2, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,337,764 → $1,922,764
Reported investors15 → 20

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 31, 2012	Amendment	$1,922,764	$585,000vs Jun 2, 2011	20	SEC filing
Jun 2, 2011	Amendment	$1,337,764	$0vs Mar 4, 2010	15	SEC filing
Mar 4, 2010	Amendment	$1,337,764	$50,000vs Mar 9, 2009	15	SEC filing
Mar 9, 2009	Amendment	$1,287,764	No comparison	Not reported	SEC filing
Jul 20, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Other
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-107318

Partnership Interests

Source: Form D, filed May 31, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORTH BAY CAPITAL FUND 1-A, L.P.

Investment adviser: NORTH BAY CAPITAL MANAGEMENT, LP

Gross asset value: $3.19M
Beneficial owners: 21
ADV minimum commitment: $0

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EDELSTEIN & COMPANY LLP BOSTON, Massachusetts, United States

Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 724284 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-8601296005

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
General Partner Of The Issuer North Bay Capital Fund Gp, L.P.	Promoter
Gp Of The Gp North Bay Capital Management Gp, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 Federal Street 31 St Floor
Boston, MA, 02110