Investment adviser · CRD 162782

NORTH BAY CAPITAL MANAGEMENT, LP

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Mar 28, 2013

Regulatory AUM
$213M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NORTH BAY CAPITAL FUND 1.5, L.P.Hedge Fund · Last reported Mar 28, 2013$121MGross asset value

Feeder funds

  • NORTH BAY CAPITAL OFFSHORE FEEDER 1.5, LTD.
Fund administrator STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer PERKINS FUND MARKETING, L.L.C. SOUTHPORT, Connecticut, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PERKINS FUND MARKETING, L.L.C.
CRD 45642 · SEC 8-51126

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-5006839274
Reported beneficial owners
24
Minimum commitment
$1M
Form D file number
021-164392
Form D file number
021-164393

Form ADV 724284 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTH BAY CAPITAL FUND, L.P.Hedge Fund · Last reported Mar 28, 2013$89.1MGross asset value

Form D fundraising filings

NORTH BAY CAPITAL FUND LP

Feeder funds

Fund administrator STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer PERKINS FUND MARKETING, L.L.C. SOUTHPORT, Connecticut, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PERKINS FUND MARKETING, L.L.C.
CRD 45642 · SEC 8-51126

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-4433740634
Reported beneficial owners
58
Minimum commitment
$1M
Form D file number
021-106630
Form D file number
021-150633

Form ADV 724284 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTH BAY CAPITAL FUND 1-A, L.P.Hedge Fund · Last reported Mar 28, 2013$3.19MGross asset value

Form D fundraising filings

NORTH BAY CAPITAL FUND 1-A LP

Fund administrator STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EDELSTEIN & COMPANY LLP BOSTON, Massachusetts, United States
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-8601296005
Reported beneficial owners
21
Minimum commitment
$0
Form D file number
021-107318

Form ADV 724284 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2013. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

100 FEDERAL STREET, FL 31
BOSTON, MA, 02110, United States

CRD 162782

Filing source

Form ADV 724284 · Mar 28, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.