Form D · Other Investment Fund

Non-US Equity Managers: Portfolio 5 LLC

New York, NY · CIK 0001419008

Offering snapshot reported Sep 16, 2019 · SEC filing

Reported sold
$407M
Indefinite offering
Investors reported
280
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$204M$407MJul 13, 2009: $324,990,027.00Jul 13, 2009Jun 9, 2010: $356,977,027.00Jun 7, 2011: $381,862,027.00May 31, 2012: $390,072,027.00Sep 26, 2012: $391,802,027.00Sep 20, 2013: $396,552,027.00Sep 22, 2014: $407,097,027.00Sep 22, 2015: $407,097,027.00Sep 22, 2016: $407,167,027.00Sep 15, 2017: $407,167,027.00Sep 14, 2018: $407,167,027.00Sep 16, 2019: $407,167,027.00Sep 16, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 16, 2019Amendment$407,167,027$0vs Sep 14, 2018280SEC filing
Sep 14, 2018Amendment$407,167,027$0vs Sep 15, 2017280SEC filing
Sep 15, 2017Amendment$407,167,027$0vs Sep 22, 2016280SEC filing
Sep 22, 2016Amendment$407,167,027$70,000vs Sep 22, 2015280SEC filing
Sep 22, 2015Amendment$407,097,027$0vs Sep 22, 2014280SEC filing
Sep 22, 2014Amendment$407,097,027$10,545,000vs Sep 20, 2013280SEC filing
Sep 20, 2013Amendment$396,552,027$4,750,000vs Sep 26, 2012273SEC filing
Sep 26, 2012Amendment$391,802,027$1,730,000vs May 31, 2012269SEC filing
May 31, 2012Amendment$390,072,027$8,210,000vs Jun 7, 2011268SEC filing
Jun 7, 2011Amendment$381,862,027$24,885,000vs Jun 9, 2010262SEC filing
Jun 9, 2010Amendment$356,977,027$31,987,000vs Jul 13, 2009253SEC filing
Jul 13, 2009Amendment$324,990,027No comparison232SEC filing
Nov 16, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-111246

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Goldman Sachs & Co. LLC361

Source: Form D, filed Sep 16, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NON-US EQUITY MANAGERS: PORTFOLIO 5 LLC

Investment adviser: GOLDMAN SACHS ASSET MANAGEMENT, L.P.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$100K

Reported in Form ADV on Nov 19, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 42

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Filing source

Form ADV 1249596 · Nov 19, 2018 · Schedule D 7.B.(1), fund 805-7914085055

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jennifer Barbetta Executive
Kent Clark Executive
Helen A. Crowley Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 West Street
New York, NY, 10282-2198