Form D · Private Equity Fund

NMS Fund IV, LP

New York, NY · CIK 0001832016

Offering snapshot reported Mar 17, 2022 · SEC filing

Reported sold
$467M
Offering amount: $600M
Investors reported
39
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Dec 14, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$233M$467MDec 11, 2020Mar 17, 2021: $362,106,051.00Mar 17, 2021Mar 17, 2022: $466,507,325.00Mar 17, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$362,106,051 → $466,507,325
  • Reported investors33 → 39

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 17, 2022Amendment$466,507,325$104,401,274vs Mar 17, 202139SEC filing
Mar 17, 2021Amendment$362,106,051No comparison33SEC filing
Dec 11, 2020InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$3.5M (estimated)
Finders' fees
$0
Form D file number
021-383026
The amount of the sales commissions is estimated for the Issuer assuming the full Total Offering Amount is sold.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
CSP Securities, LP136941Clayton K. Deniger · CRD 5000949

Source: Form D, filed Mar 17, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NMS FUND IV, LP

Investment adviser: NMS CAPITAL SERVICES, LLC

Gross asset value
$624M
Beneficial owners
39
ADV minimum commitment
$10M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP FORT WORTH, Texas, United States
Custodian THE NORTHERN TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

Filing source

Form ADV 2071057 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-5738381245

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Martin E. Chavez Executive, Promoter
Kevin M. Jordan Executive, Promoter
James G. Wilson Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
32 Old Slip Suite 32 D
New York, NY, 10005