Form D · Private Equity Fund

NMS Fund III, LP

New York, NY · CIK 0001716969

Offering snapshot reported Oct 18, 2018 · SEC filing

Reported sold
$377M
Offering amount: $450M
Investors reported
37
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Sep 29, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$188M$377MSep 28, 2017Feb 1, 2018: $241,400,000.00Feb 1, 2018May 31, 2018: $270,650,000.00May 31, 2018Oct 18, 2018: $376,650,000.00Oct 18, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$270,650,000 → $376,650,000
  • Reported investors32 → 37

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 18, 2018Amendment$376,650,000$106,000,000vs May 31, 201837SEC filing
May 31, 2018Amendment$270,650,000$29,250,000vs Feb 1, 201832SEC filing
Feb 1, 2018Amendment$241,400,000No comparison27SEC filing
Sep 28, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.5M (estimated)
Finders' fees
$0
Form D file number
021-295629
The amount of the sales commissions is estimated for the Issuer assuming the full Total Remaining to be Sold is sold.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Stanwich Advisors LLC124667

Source: Form D, filed Oct 18, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NMS FUND III, LP

Investment adviser: NMS CAPITAL SERVICES, LLC

Gross asset value
$423M
Beneficial owners
35
ADV minimum commitment
$10M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP FORT WORTH, Texas, United States
Custodian THE NORTHERN TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

Filing source

Form ADV 2071057 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-7600770177

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Martin E. Chavez Executive, Promoter
Kevin M. Jordan Executive, Promoter
James G. Wilson Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
32 Old Slip 32 D
New York, NY, 10005