Form D · Hedge Fund

NLCF Fund LP

New York, NY · CIK 0001531602

Offering snapshot reported Sep 25, 2017 · SEC filing

Reported sold
$102M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Nov 15, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$51.2M$102MSep 30, 2011: $52,100,000.00Sep 30, 2011Oct 1, 2012: $66,457,000.00Oct 2, 2013: $85,457,000.00Oct 2, 2014: $85,457,000.00Oct 2, 2015: $85,457,000.00Sep 26, 2016: $102,457,000.00Sep 25, 2017: $102,457,000.00Sep 25, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 25, 2017Amendment$102,457,000$0vs Sep 26, 20163SEC filing
Sep 26, 2016Amendment$102,457,000$17,000,000vs Oct 2, 20153SEC filing
Oct 2, 2015Amendment$85,457,000$0vs Oct 2, 20142SEC filing
Oct 2, 2014Amendment$85,457,000$0vs Oct 2, 20132SEC filing
Oct 2, 2013Amendment$85,457,000$19,000,000vs Oct 1, 20122SEC filing
Oct 1, 2012Amendment$66,457,000$14,357,000vs Sep 30, 20112SEC filing
Sep 30, 2011Initial$52,100,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-166648
Total Amount Sold reflects cumulative subscriptions since inception. Number of Investors (Item 14) reflects cumulative subscribers since inception. Responses do not reflect withdrawals, performance-based changes in value, or current number of investors.
Shares of interest

Source: Form D, filed Sep 25, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NLCF FUND LP

Investment adviser: NEON LIBERTY CAPITAL MANAGEMENT, LLC

Gross asset value
$74K
Beneficial owners
1
ADV minimum commitment
$500K

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON (LONDON BRANCH) LONDON, United Kingdom Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1390812 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-1573128872

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Alejandro Baez Sacasa Executive
Satyen Mehta Executive
N/A Neon Liberty Capital Management Llc Promoter
N/A Nlcm Cf Gp Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
600 Third Avenue 26 Th Floor
New York, NY, 10016