Investment adviser · CRD 139186

NEON LIBERTY CAPITAL MANAGEMENT, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Dec 6, 2023

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NEON LIBERTY LORIKEET MASTER FUND LPHedge Fund · Last reported Dec 6, 2023$69.1MGross asset value

Form D fundraising filings

Neon Liberty Lorikeet Master Fund LP

Feeder funds

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States
Custodian BANCO BCT, S.A. SAN JOSE, Costa Rica Related to adviser: No
Custodian INTERCLEAR CENTRAL DE VALORES SAN JOSE, Costa Rica Related to adviser: No
Custodian JAMAICA CENTRAL SECURITIES DEPOSITORY LIMITED KINGSTON, Jamaica Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SAGICOR INVESTMENTS JAMAICA LIMITED KINGSTON, Jamaica Related to adviser: No
Custodian STANDARD BANK SOUTH AFRICA JOHANNESBURG, South Africa Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON (LONDON BRANCH) LONDON, United Kingdom Related to adviser: No
Custodian TRINIDAD & TOBAGO CENTRAL DEPOSITORY PORT OF SPAIN, Trinidad and Tobago Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

PERSHING LLC
SEC 8-17574

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-7466416470
Reported beneficial owners
43
Minimum commitment
$500K
Form D file number
021-134441
Form D file number
021-134442
Form D file number
021-266403

Form ADV 1804160 · Dec 6, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEON LIBERTY EMERGING MARKETS FUND LPHedge Fund · Last reported Dec 6, 2023$6.4MGross asset value

Form D fundraising filings

NEON LIBERTY EMERGING MARKETS FUND LP

Feeder funds

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States
Custodian KT ZMICO SECURITIES CO., LTD. BANGKOK, Thailand Related to adviser: No
Custodian LAO SECURITIES DEPOSITORY VIETNAM, Laos Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian STANDARD BANK SOUTH AFRICA JOHANNESBURG, South Africa Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON (LONDON BRANCH) LONDON, United Kingdom Related to adviser: No
Custodian TRINIDAD & TOBAGO CENTRAL DEPOSITORY PORT OF SPAIN, Trinidad and Tobago Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

PERSHING LLC
SEC 8-17574

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-2524694795
Reported beneficial owners
23
Minimum commitment
$500K
Form D file number
021-134440
Form D file number
021-51687

Form ADV 1804160 · Dec 6, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEON LIBERTY WEI JI MASTER FUND LPHedge Fund · Last reported Dec 6, 2023$1.41MGross asset value

Form D fundraising filings

Neon Liberty Wei Ji Master Fund LP

Feeder funds

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

PERSHING LLC
SEC 8-17574

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-3881316831
Reported beneficial owners
11
Minimum commitment
$500K
Form D file number
021-134443
Form D file number
021-134444
Form D file number
021-266401

Form ADV 1804160 · Dec 6, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

JAPAN CHICKADEE FUND, LPHedge Fund · Last reported Dec 13, 2022$2.81MGross asset value

Form D fundraising filings

Japan Chickadee Fund, LP

Feeder funds

  • JAPAN CHICKADEE FUND LTD
Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US, LLP NEW YORK, New York, United States
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US, LLP
PCAOB 49

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-7191425892
Reported beneficial owners
15
Minimum commitment
$500K
Form D file number
021-134439

Form ADV 1693257 · Dec 13, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NLCF FUND LPHedge Fund · Last reported Mar 30, 2020$74KGross asset value

Form D fundraising filings

NLCF Fund LP

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON (LONDON BRANCH) LONDON, United Kingdom Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-1573128872
Reported beneficial owners
1
Minimum commitment
$500K
Form D file number
021-166648

Form ADV 1390812 · Mar 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 6, 2023. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

600 THIRD AVENUE, 26TH FLOOR
NEW YORK, NY, 10016, United States

CRD 139186

Filing source

Form ADV 1804160 · Dec 6, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.