Form D · Other Investment Fund
NewSpring Mezzanine Capital IV, L.P.
Radnor, PA · CIK 0001787597
Offering snapshot reported Sep 9, 2019 · SEC filing
- Reported sold
- Yet to sell Offering amount: $160M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 9, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-348300
The fund will charge a management fee that is described in the fund's offering documents.
Source: Form D, filed Sep 9, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NEWSPRING MEZZANINE CAPITAL IV, L.P.
Investment adviser: NSV II MANAGEMENT COMPANY, LLC
- Gross asset value
- $418M
- Beneficial owners
- 62
- ADV minimum commitment
- $250K
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
BAKER TILLY
PCAOB 42
Filing source
Form ADV 2075868 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-4254857988
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gregory Wayne Barger | Executive |
| Michael Anthony Di Piano | Executive |
| Steven David Hobman | Executive |
| Marc Richard Lederman | Executive |
| Brian George Murphy | Executive |
| New Spring Capital, Llc | Promoter |
| New Spring Mezzanine Capital Management Iv, Llc | Promoter |
| Nsm Iv Gp, Llc | Executive |
| Andrew Pasquale Panzo | Executive |
| Jonathan Spencer Schwartz | Executive |
| Anne Schoemaker Vazquez | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Radnor, PA, 19087