Form D · Private Equity Fund

NewSpring Mezzanine Capital III, L.P.

Radnor, PA · CIK 0001659651

Offering snapshot reported Mar 9, 2017 · SEC filing

Reported sold: $105M
Investors reported: 36
Minimum accepted: $0
First sale: Nov 25, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$96,220,000 → $105,250,000
Reported investors30 → 36

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 9, 2017	Amendment	$105,250,000	$9,030,000vs Dec 8, 2016	36	SEC filing
Dec 8, 2016	Amendment	$96,220,000	$50,570,000vs Dec 8, 2015	30	SEC filing
Dec 8, 2015	Initial	$45,650,000	No comparison	10	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-252616

Source: Form D, filed Mar 9, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEWSPRING MEZZANINE CAPITAL III, LP

Investment adviser: NSV II MANAGEMENT COMPANY, LLC

Gross asset value: $84.8M
Beneficial owners: 31
ADV minimum commitment: $250K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BAKER TILLY PHILADELPHIA, Pennsylvania, United States

Custodian KEYBANK BUFFALO, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY
PCAOB 23

Filing source

Form ADV 2075868 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-3363190388

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
NewSpring Mezzanine Capital III, L.P. (this fund)	Mar 9, 2017	$105,250,000	36
NewSpring Mezzanine Capital IV, L.P.	Sep 9, 2019	Yet to sell	0
NewSpring Mezzanine Capital V, L.P.	Dec 1, 2022	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gregory W. Barger	Executive
Michael A. Di Piano	Executive
Steven D. Hobman	Executive
Marc R. Lederman	Executive
Brian G. Murphy	Executive
Andrew Panzo	Executive
Jonathan S. Schwartz	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

555 E. Lancaster Avenue, Suite 444
Radnor, PA, 19087