Form D · Hedge Fund

NEWSMITH ASIA ABSOLUTE FUND L.P.

George Town, Grand Cayman, E9 · CIK 0001371306

Offering snapshot reported Feb 23, 2010 · SEC filing

Reported sold
$5.15M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2006
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 23, 2010Amendment$5,150,000No comparison6SEC filing
Jul 25, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-93023

Source: Form D, filed Feb 23, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALCE PARTNERS, LP

Investment adviser: GABELLI & COMPANY INVESTMENT ADVISERS, INC.

Gross asset value
$4.79M
Beneficial owners
24
ADV minimum commitment
$500K

Reported in Form ADV on Mar 26, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1266

PERSHING LLC
SEC 8-17574

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1388347 · Mar 26, 2020 · Schedule D 7.B.(1), fund 805-5691389745

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ronald J. Carlson Executive
John G. Heimann Executive
Dominic C. La Valla Executive
New Smith Capital (Cayman) Limited New Smith Capital (Cayman) Limited Executive
Clifford J. Shaw Executive
Stephen A. Zimmerman Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Newsmith Capital (Cayman) Limited Ugland House, South Church St., Pobox309
George Town, Grand Cayman, E9, KY1-1102