Investment adviser · CRD 137024

GABELLI & COMPANY INVESTMENT ADVISERS, INC.

Investment adviser filing (IA)

GREENWICH, CT, United States · Form ADV filed Jul 7, 2026

Regulatory AUM: $1.48B
Client accounts: 12
Employees: 27
Advisory professionals: 17

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	12	$1,482,548,909	100.0%

Filing source

Form ADV 2118089 · Jul 7, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

22 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GABELLI ASSOCIATES LIMITEDHedge Fund · Last reported Jul 7, 2026$331MGross asset value

Form D fundraising filings

Gabelli Associates LTD

Fund administrator BNP PARIBAS BANK & TRUST CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer ARETE WEALTH MANAGEMENT, LLC CHICAGO, Illinois, United States Related to adviser: No

Marketer DELPHOS MMJ L.P. NEW YORK, New York, United States Related to adviser: No

Marketer NICOLO DUBINI MILANO, Italy Related to adviser: No

Marketer OCP CAPITAL, LLC WELLINGTON, Florida, United States Related to adviser: No

Marketer PAULLIER & CIA INTL. CORP. PANAMA, Panama Related to adviser: No

Marketer VICTOR PAULLIER & CIA MONTEVIDEO, Uruguay Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

JEFFERIES LLC
SEC 8-15074

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

UBS SECURITIES LLC
SEC 8-22651

ARETE WEALTH MANAGEMENT, LLC
CRD 44856 · SEC 8-50854

DELPHOS MMJ L.P.
CRD 137389 · SEC 8-67083

OCP CAPITAL, LLC
CRD 143381 · SEC 8-67556

JEFFERIES LLC
CRD 2347 · SEC 8-15074

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-2242459172
Reported beneficial owners: 57
Minimum commitment: $1M
Form D file number: 021-86792

Form ADV 2118089 · Jul 7, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GABELLI ASSOCIATES FUND, LPHedge Fund · Last reported Jul 7, 2026$182MGross asset value

Fund administrator BNP PARIBAS FINANCIAL SERVICES, LLC KING OF PRUSSIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No