Form D · Private Equity Fund

New Horizon Capital IV, L.P.

Grand Cayman, E9 · CIK 0001527730

Offering snapshot reported Aug 12, 2011 · SEC filing

Reported sold
$240M
Indefinite offering
Investors reported
23
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 31, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 12, 2011Initial$240,000,000No comparison23SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$50K (estimated)
Finders' fees
$0
Form D file number
021-164352
Limited Partnership Interests

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Securities LLC7654UBS Securities LLC · CRD 7654

Source: Form D, filed Aug 12, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEW HORIZON CAPITAL IV,L.P.

Investment adviser: NEW HORIZON CAPITAL ADVISORS, LTD

Gross asset value
$0
Beneficial owners
69
ADV minimum commitment
$20M

Reported in Form ADV on Mar 25, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET GLOBAL SERVICES HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS HONG KONG, Hong Kong
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1389

Filing source

Form ADV 1968099 · Mar 25, 2025 · Schedule D 7.B.(1), fund 805-4493688455

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roger Howard Hanson Director
N/A New Horizon Capital Partners Iv Ltd. Promoter
Cher Teck Quek Director
Jianming Yu Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Walker House, 87 Mary Street George Town
Grand Cayman, E9, KY1-9005