Form D · Private Equity Fund

NEW HORIZON CAPITAL III, L.P.

Grand Cayman, E9 · CIK 0001451229

Offering snapshot reported Mar 16, 2010 · SEC filing

Reported sold
$750M
Offering amount: $750M
Investors reported
53
Form D · investor count
Minimum accepted
$1.5M
Reported outside-investor minimum
First sale
Nov 13, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$375M$750MNov 25, 2008Jan 7, 2010: $546,500,000.00Feb 26, 2010: $725,000,000.00Mar 16, 2010: $750,000,000.00Mar 16, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$725,000,000 → $750,000,000
  • Reported investors52 → 53

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2010Amendment$750,000,000$25,000,000vs Feb 26, 201053SEC filing
Feb 26, 2010Amendment$725,000,000$178,500,000vs Jan 7, 201052SEC filing
Jan 7, 2010Amendment$546,500,000No comparison26SEC filing
Nov 25, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$2.59M
Finders' fees
$0
Form D file number
021-124728

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Securities LLC7654UBS Securities LLC · CRD 7654

Source: Form D, filed Mar 16, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEW HORIZON CAPITAL III,L.P.

Investment adviser: NEW HORIZON CAPITAL ADVISORS, LTD

Gross asset value
$35.9M
Beneficial owners
56
ADV minimum commitment
$20M

Reported in Form ADV on Mar 21, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI FUND SERVICES (ASIA) LTD HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS HONGKONG, Hong Kong
Marketer UBS LIMITED LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1389

Filing source

Form ADV 1736103 · Mar 21, 2023 · Schedule D 7.B.(1), fund 805-5754126652

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A New Horizon Capital Partners Iii Ltd. Promoter
N/A New Horizon Capital Partners Iii, Ltd. Promoter
Cherteck Quek Director
Hon Tang Director
Jianming Yu Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Walker House, 87 Mary Street George Town
Grand Cayman, E9, KY1-9005