Form D · Other Investment Fund

New Canaan Funding Mezzanine VI, LP

New Canaan, CT · CIK 0001644404

Offering snapshot reported Sep 13, 2016 · SEC filing

Reported sold
$68.1M
Offering amount: $68.1M
Investors reported
13
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$34M$68.1MJun 12, 2015: $51,530,612.00Jun 12, 2015Sep 13, 2016: $68,096,638.00Sep 13, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$51,530,612 → $68,096,638
  • Reported investors10 → 13

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 13, 2016Amendment$68,096,638$16,566,026vs Jun 12, 201513SEC filing
Jun 12, 2015Initial$51,530,612No comparison10SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$240K (estimated)
Finders' fees
$0
Form D file number
021-241645

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Cross Point Capital LLC136223
Equus Financial Consulting LLC131449

Source: Form D, filed Sep 13, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEW CANAAN FUNDING MEZZANINE VI, LP

Investment adviser: NEW CANAAN FUNDING MEZZANINE LLC

Gross asset value
$21.5M
Beneficial owners
15
ADV minimum commitment
$5M

Reported in Form ADV on Mar 18, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ZOOK DINON PA MOORESTOWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHN REZNICK HARTFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

COHN REZNICK
PCAOB 596

Filing source

Form ADV 2074805 · Mar 18, 2026 · Schedule D 7.B.(1), fund 805-7815303572

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bradley A. Ament Executive
Earl B. Mix Iii Executive
Mark R. Thies Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
21 Locust Avenue, Suite 1 C
New Canaan, CT, 06840