Form D · Private Equity Fund

New Canaan Funding Mezzanine V, LP

New Canaan, CT · CIK 0001525488

Offering snapshot reported Jul 11, 2012 · SEC filing

Reported sold
$62.8M
Offering amount: $225M
Investors reported
14
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 30, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$31.4M$62.8MJul 14, 2011: $36,734,693.00Jul 14, 2011Jul 11, 2012: $62,755,102.00Jul 11, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$36,734,693 → $62,755,102
  • Reported investors8 → 14

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 11, 2012Amendment$62,755,102$26,020,409vs Jul 14, 201114SEC filing
Jul 14, 2011Initial$36,734,693No comparison8SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.16M (estimated)
Finders' fees
$0
Form D file number
021-162904

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Knight Capital PartnersNone
Cross Point Capital136223

Source: Form D, filed Jul 11, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEW CANAAN FUNDING MEZZANINE V, LP

Investment adviser: NEW CANAAN FUNDING MEZZANINE LLC

Gross asset value
$4.03M
Beneficial owners
17
ADV minimum commitment
$5M

Reported in Form ADV on Mar 13, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ZOOK DINON PA MOORESTOWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHN REZNICK HARTFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

COHN REZNICK
PCAOB 596

Filing source

Form ADV 1842351 · Mar 13, 2024 · Schedule D 7.B.(1), fund 805-9045382065

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bradley A. Ament Executive
Earl B. Mix Iii Executive
Mark R. Thies Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
21 Locust Avenue Suite 1 C
New Canaan, CT, 06840