Form D · Private Equity Fund
Neuberger Berman Principal Strategies PRIMA Fund LP
Chicago, IL · CIK 0001818173
Offering snapshot reported Aug 6, 2021 · SEC filing
- Reported sold
- $137M Offering amount: $500M
- Investors reported
- Not reported Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Not reported As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 6, 2021 | Amendment | $137,324,813 | No comparison | Not reported | SEC filing |
| Aug 6, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- Not reported
- Finders' fees
- Not reported
- Form D file number
- 021-372650
Source: Form D, filed Aug 6, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA FUND LP
Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC
- Gross asset value
- $291M
- Beneficial owners
- 97
- ADV minimum commitment
- $5M
Reported in Form ADV on Sep 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG LTD.
PCAOB 1655
BROWN BROTHERS HARRIMAN & CO.
LEI 5493006KMX1VFTPYPW14
NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
Filing source
Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1), fund 805-8549465622
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph V. Amato | Executive |
| Gabe Cahill | Executive |
| N/A Neuberger Berman Investment Advisers Llc | Executive |
| N/A Neuberger Berman Principal Strategies Prima Associates Lp | Promoter |
| N/A Neuberger Berman Principal Strategies Prima Gp Llc | Executive |
| Joseph Rotter | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60603