Form D · Other Investment Fund

NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC

Chicago, IL · CIK 0001371069

Offering snapshot reported May 2, 2014 · SEC filing

Reported sold
$1.36B
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 3, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$723M$1.45BMay 13, 2009: $728,770,460.00May 13, 2009May 12, 2010: $916,119,655.00May 12, 2010May 5, 2011: $1,122,206,244.00May 5, 2011May 4, 2012: $1,236,384,462.00May 4, 2012May 2, 2013: $1,445,302,326.00May 2, 2013May 2, 2014: $1,361,876,260.00May 2, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,445,302,326 → $1,361,876,260

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 2, 2014Amendment$1,361,876,260-$83,426,066vs May 2, 20136SEC filing
May 2, 2013Amendment$1,445,302,326$208,917,864vs May 4, 20126SEC filing
May 4, 2012Amendment$1,236,384,462$114,178,218vs May 5, 20116SEC filing
May 5, 2011Amendment$1,122,206,244$206,086,589vs May 12, 20106SEC filing
May 12, 2010Amendment$916,119,655$187,349,195vs May 13, 20094SEC filing
May 13, 2009Amendment$728,770,460No comparisonNot reportedSEC filing
Jul 18, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-92890
Item 13(b) excludes redemptions.

Source: Form D, filed May 2, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC

Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Gross asset value
$271M
Beneficial owners
4
ADV minimum commitment
$0

Reported in Form ADV on Jun 26, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer NEUBERGER BERMAN LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

NEUBERGER BERMAN LLC
CRD 2908 · SEC 801-3908

Filing source

Form ADV 930920 · Jun 26, 2015 · Schedule D 7.B.(1), fund 805-9834594407

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph V. Amato Director, Executive
Andrew A. Johnson Director, Executive
N/A Neuberger Berman Fixed Income Llc Promoter
Bradley C. Tank Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
190 South Lasalle St Suite 2400
Chicago, IL, 60603