Form D · Hedge Fund

Neuberger Berman Income Plus Fund LP

New York, NY · CIK 0001438742

Offering snapshot reported Apr 27, 2023 · SEC filing

Reported sold
$131M
Indefinite offering
Investors reported
133
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$65.3M$131MJun 25, 2008Dec 15, 2009: $34,546,300.00Jan 27, 2010: $34,546,300.00May 24, 2010: $45,459,325.00May 17, 2011: $67,938,325.00Jul 12, 2011: $69,938,325.00Jul 13, 2012: $84,606,006.00Jul 15, 2013: $104,245,006.00Apr 3, 2014: $115,170,006.00Apr 6, 2015: $124,313,812.00Apr 12, 2016: $129,688,812.00Dec 27, 2016: $130,488,812.00Feb 28, 2017: $130,488,812.00Feb 23, 2018: $130,513,812.00Mar 16, 2018: $130,513,812.00Apr 22, 2019: $130,513,812.00Apr 21, 2020: $130,523,812.00Apr 21, 2021: $130,523,812.00Apr 19, 2022: $130,523,812.00Apr 27, 2023: $130,523,812.00Apr 27, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 27, 2023Amendment$130,523,812$0vs Apr 19, 2022133SEC filing
Apr 19, 2022Amendment$130,523,812$0vs Apr 21, 2021133SEC filing
Apr 21, 2021Amendment$130,523,812$0vs Apr 21, 2020133SEC filing
Apr 21, 2020Amendment$130,523,812$10,000vs Apr 22, 2019133SEC filing
Apr 22, 2019Amendment$130,513,812$0vs Mar 16, 2018133SEC filing
Mar 16, 2018Amendment$130,513,812$0vs Feb 23, 2018133SEC filing
Feb 23, 2018Amendment$130,513,812$25,000vs Feb 28, 2017133SEC filing
Feb 28, 2017Amendment$130,488,812$0vs Dec 27, 2016132SEC filing
Dec 27, 2016Amendment$130,488,812$800,000vs Apr 12, 2016132SEC filing
Apr 12, 2016Amendment$129,688,812$5,375,000vs Apr 6, 2015132SEC filing
Apr 6, 2015Amendment$124,313,812$9,143,806vs Apr 3, 2014119SEC filing
Apr 3, 2014Amendment$115,170,006$10,925,000vs Jul 15, 201399SEC filing
Jul 15, 2013Amendment$104,245,006$19,639,000vs Jul 13, 201287SEC filing
Jul 13, 2012Amendment$84,606,006$14,667,681vs Jul 12, 201167SEC filing
Jul 12, 2011Amendment$69,938,325$2,000,000vs May 17, 201154SEC filing
May 17, 2011Amendment$67,938,325$22,479,000vs May 24, 201053SEC filing
May 24, 2010Amendment$45,459,325$10,913,025vs Jan 27, 201040SEC filing
Jan 27, 2010Amendment$34,546,300No comparison27SEC filing
Dec 15, 2009Amendment$34,546,300No comparison27SEC filing
Jun 25, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.13M (estimated)
Finders' fees
$0
Form D file number
021-119696
Responses in Items #13 and #14 are estimates.
Fee estimate is based upon fees paid since the inception of the Fund.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Neuberger Berman BD LLC2908Neuberger Berman BD LLC · CRD 2908
Barclays Capital Inc.19714Barclays Capital Inc. · CRD 19714
Purshe Kaplan Sterling Investments35747Purshe Kaplan Sterling Investments · CRD 35747
Stifel, Nicholaus & Company793Stifel, Nicholaus & Company · CRD 793
Summit Trail Securities, LLC285784Summit Trail Securities, LLC · CRD 285784

Source: Form D, filed Apr 27, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEUBERGER BERMAN INCOME PLUS FUND, L.P.

Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Oct 1, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1902718 · Oct 1, 2024 · Schedule D 7.B.(1), fund 805-1116201850

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph Amato Executive
Robert Conti Director
Lawrence Kohn Executive
Paul Lanks Executive
David Mancilla Executive
N/A Nb Equity Management Gp Llc Promoter
Raymond Sullivan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1290 Avenue Of The Americas
New York, NY, 10104