Form D · Private Equity Fund
Neuberger Berman CLO Opportunity Fund LP
Chicago, IL · CIK 0001808975
Offering snapshot reported Apr 12, 2021 · SEC filing
- Reported sold
- $38.6M Offering amount: $500M
- Investors reported
- Not reported Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Not reported As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 12, 2021 | Amendment | $38,616,750 | No comparison | Not reported | SEC filing |
| Apr 9, 2020 | Initial | $18,606,750 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- Not reported
- Finders' fees
- Not reported
- Form D file number
- 021-364675
Source: Form D, filed Apr 12, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NEUBERGER BERMAN CLO OPPORTUNITY FUND LP
Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Oct 1, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1902718 · Oct 1, 2024 · Schedule D 7.B.(1), fund 805-4897936489
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph V. Amato | Executive |
| Ken De Regt | Executive |
| Robert Eason | Executive |
| Lawrence Kohn | Executive |
| N/A Nb Clo Opportunity Fund Gp Llc | Promoter |
| N/A Neuberger Berman Investment Advisers Llc | Executive |
| Brad Tank | Executive |
| Stephen Wright | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60603