Form D · Hedge Fund

NEINV I LP

North Andover, MA · CIK 0001439739

Offering snapshot reported Jan 27, 2012 · SEC filing

Reported sold: $14.7M
Investors reported: 24
Minimum accepted: $500K
First sale: Jul 1, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$11,925,000 → $14,675,000
Reported investors20 → 24

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 27, 2012	Amendment	$14,675,000	$2,750,000vs Feb 14, 2011	24	SEC filing
Feb 14, 2011	Amendment	$11,925,000	$1,500,000vs Jan 12, 2010	20	SEC filing
Jan 12, 2010	Amendment	$10,425,000	No comparison	17	SEC filing
Jul 8, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-120101

Source: Form D, filed Jan 27, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEINV I, LP

Investment adviser: NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.

Gross asset value: $3.63M
Beneficial owners: 15
ADV minimum commitment: $500K

Reported in Form ADV on Aug 9, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING OAK PARK, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ACQUAVELLA, CHIARELLI, SHUSTER, BERKOWER & CO., LLP ISELIN, New Jersey, United States

Custodian CITIZENS BANK WINDHAM, New Hampshire, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 751018 · Aug 9, 2013 · Schedule D 7.B.(1), fund 805-1564549160

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Nicholas John Giacoumakis	Executive
N/A Granite Investment Alternatives, Llc	Executive
Stephen K. Kenda	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

231 Sutton Street Suite 2 A
North Andover, MA, 01845