Investment adviser · CRD 133096
NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.
Investment adviser filing (IA)
NORTH ANDOVER, MA, United States · Form ADV filed Jun 30, 2021
- Regulatory AUM
- $766M Form ADV · Item 5.F
- Client accounts
- 2,192 Accounts, not individual clients
- Employees
- 15 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 198 | $536,383,030 | 70.0% |
| Individuals | 551 | $166,673,801 | 21.8% |
| Corporations & businesses | 10 | $41,524,452 | 5.4% |
| Pooled investment vehicles | 2 | $21,403,351 | 2.8% |
Filing source
Form ADV 1550380 · Jun 30, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
TOPRIDGE CAPITAL PARTNERS (AI), L.P.Private Equity Fund · Last reported Jun 30, 2021$11MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
MAYER HOFFMANN MCCANN, P.C.
PCAOB 199
Fund details & source
- Fund ID
- 805-8811279476
- Reported beneficial owners
- 12
- Minimum commitment
- $500K
- Form D file number
- 021-37480301
Form ADV 1550380 · Jun 30, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
TOPRIDGE CAPITAL PARTNERS, L.P.Private Equity Fund · Last reported Jun 30, 2021$10.4MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
MAYER HOFFMANN MCCANN, P.C.
PCAOB 199
Fund details & source
- Fund ID
- 805-2899866598
- Reported beneficial owners
- 14
- Minimum commitment
- $500K
- Form D file number
- 021-374803
Form ADV 1550380 · Jun 30, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NEINV I, LPOther Private Fund · Last reported Aug 9, 2013$3.63MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-1564549160
- Reported beneficial owners
- 15
- Minimum commitment
- $500K
- Form D file number
- 021-120101
Form ADV 751018 · Aug 9, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jun 30, 2021. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
231 SUTTON STREET, SUITES 2A/2BNORTH ANDOVER, MA, 01845, United States
CRD 133096
Filing source
Form ADV 1550380 · Jun 30, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.