Form D · Hedge Fund

NB Offshore Diversified Arbitrage Fund Ltd.

Grand Cayman, E9 · CIK 0001216470

Offering snapshot reported Dec 28, 2020 · SEC filing

Reported sold
$154M
Indefinite offering
Investors reported
132
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jan 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$79.5M$159MMar 16, 2010: $158,974,778.00Mar 16, 2010Mar 15, 2011: $158,974,778.00Sep 14, 2011: $158,974,778.00Dec 1, 2011: $158,974,778.00Dec 12, 2012: $158,974,778.00Dec 12, 2013: $158,974,778.00Dec 12, 2014: $158,974,778.00Dec 14, 2015: $158,974,778.00Dec 15, 2016: $158,974,778.00Dec 18, 2017: $158,974,778.00Dec 20, 2018: $139,138,351.00Dec 23, 2019: $154,410,128.00Dec 28, 2020: $154,410,128.00Dec 28, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 28, 2020Amendment$154,410,128$0vs Dec 23, 2019132SEC filing
Dec 23, 2019Amendment$154,410,128$15,271,777vs Dec 20, 2018132SEC filing
Dec 20, 2018Amendment$139,138,351-$19,836,427vs Dec 18, 2017112SEC filing
Dec 18, 2017Amendment$158,974,778$0vs Dec 15, 2016112SEC filing
Dec 15, 2016Amendment$158,974,778$0vs Dec 12, 2013112SEC filing
Dec 14, 2015Amendment$158,974,778$0vs Dec 12, 2013112SEC filing
Dec 12, 2014Amendment$158,974,778$0vs Dec 12, 2013112SEC filing
Dec 12, 2013Amendment$158,974,778$0vs Dec 12, 2012112SEC filing
Dec 12, 2012Amendment$158,974,778$0vs Dec 1, 2011112SEC filing
Dec 1, 2011Amendment$158,974,778$0vs Mar 15, 2011112SEC filing
Sep 14, 2011Amendment$158,974,778$0vs Mar 15, 2011112SEC filing
Mar 15, 2011Amendment$158,974,778$0vs Mar 16, 2010112SEC filing
Mar 16, 2010Amendment$158,974,778No comparison112SEC filing
Mar 14, 2005PaperNot reportedNo comparisonNot reportedSEC filing
Mar 10, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.13M (estimated)
Finders' fees
$0
Form D file number
021-52320

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Barclays Capital Inc.19714
UBS Financial Services Inc.8174
Credit Suisse Securities (USA) LLC816
Morgan Stanley & Co. Incorporated8209
Neuberger Berman LLC2908

Source: Form D, filed Dec 28, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nb Alternative Investment Management Llc Promoter
Neuberger Berman Investment Advisers Llc Promoter
Cassandra Powell Director
Anthony D. Tutrone Director
Heather Zuckerman Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Cricket Square, Hutchins Drive
Grand Cayman, E9, KY1-1111