Form D · Hedge Fund

NB Offshore Diversified Arbitrage Fund II Ltd.

Grand Cayman, E9 · CIK 0001322692

Offering snapshot reported Dec 28, 2020 · SEC filing

Reported sold
$199M
Indefinite offering
Investors reported
84
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Aug 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$99.3M$199MMar 16, 2010: $133,192,319.00Mar 16, 2010Mar 15, 2011: $151,306,934.00Sep 14, 2011: $180,960,824.00Dec 1, 2011: $180,960,824.00Dec 12, 2012: $182,509,922.00Dec 12, 2013: $183,059,922.00Dec 12, 2014: $183,059,922.00Dec 14, 2015: $193,059,922.00Dec 15, 2016: $193,059,922.00Dec 18, 2017: $197,759,922.00Dec 20, 2018: $84,854,112.00Dec 23, 2019: $152,804,456.00Dec 28, 2020: $198,561,922.00Dec 28, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$152,804,456 → $198,561,922
  • Reported investors86 → 84

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 28, 2020Amendment$198,561,922$45,757,466vs Dec 23, 201984SEC filing
Dec 23, 2019Amendment$152,804,456$67,950,344vs Dec 20, 201886SEC filing
Dec 20, 2018Amendment$84,854,112-$112,905,810vs Dec 18, 201779SEC filing
Dec 18, 2017Amendment$197,759,922$4,700,000vs Dec 15, 201678SEC filing
Dec 15, 2016Amendment$193,059,922$10,000,000vs Dec 12, 201378SEC filing
Dec 14, 2015Amendment$193,059,922$10,000,000vs Dec 12, 201378SEC filing
Dec 12, 2014Amendment$183,059,922$0vs Dec 12, 201378SEC filing
Dec 12, 2013Amendment$183,059,922$550,000vs Dec 12, 201278SEC filing
Dec 12, 2012Amendment$182,509,922$1,549,098vs Dec 1, 201178SEC filing
Dec 1, 2011Amendment$180,960,824$0vs Sep 14, 201176SEC filing
Sep 14, 2011Amendment$180,960,824$29,653,890vs Mar 15, 201176SEC filing
Mar 15, 2011Amendment$151,306,934$18,114,615vs Mar 16, 201075SEC filing
Mar 16, 2010Amendment$133,192,319No comparison73SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$3.94M (estimated)
Finders' fees
$0
Form D file number
021-128479

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Barclays Capital Inc.19714
UBS Financial Services Inc.8174
Credit Suisse Securities (USA) LLC816
Morgan Stanley & Co. Incorporated8209
Neuberger Berman LLC2908

Source: Form D, filed Dec 28, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nb Alternative Investment Management Llc Promoter
Neuberger Berman Investment Advisers Llc Promoter
Cassandra Powell Director
Anthony D. Tutrone Director
Heather Zuckerman Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Cricket Square, Hutchins Drive
Grand Cayman, E9, KY1-1111