Form D · Private Equity Fund

NB CAPE Co-Invest Fund III LP

New York, NY · CIK 0001914732

Offering snapshot reported Mar 8, 2022 · SEC filing

Reported sold: $9.41M
Investors reported: 37
Minimum accepted: $100K
First sale: Feb 24, 2022

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 8, 2022	Initial	$9,405,000	No comparison	37	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-436381

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Neuberger Berman BD LLC	2908

Source: Form D, filed Mar 8, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NB CAPE CO-INVEST FUND III LP

Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Gross asset value: $12.3M
Beneficial owners: 38
ADV minimum commitment: $100K

Reported in Form ADV on Sep 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

MORGAN STANLEY & CO. LLC
SEC 8-15869

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1), fund 805-1871130153

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
NB Cape Co-Invest Fund I LP	Dec 14, 2021	$11,880,000	31
NB Cape Co-Invest Fund II LP	Feb 1, 2022	$24,825,000	17
NB CAPE Co-Invest Fund III LP (this fund)	Mar 8, 2022	$9,405,000	37

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joseph Amato	Executive
N/A Nb Cape Co Invest Fund Iii Associates Lp	Promoter
N/A Neuberger Berman Investment Advisers Llc	Executive
Vanessa Rosenthal	Executive
Stephen Wright	Executive
Heather Zuckerman	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1290 Avenue Of The Americas
New York, NY, 10104