Form D · Hedge Fund

NB Alpha Capture Fund L.P.

New York, NY · CIK 0001616080

Offering snapshot reported Aug 24, 2017 · SEC filing

Reported sold: $6.45M
Investors reported: 8
Minimum accepted: $0
First sale: Jul 1, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 24, 2017	Amendment	$6,451,000	$0vs Aug 25, 2016	8	SEC filing
Aug 25, 2016	Amendment	$6,451,000	$0vs Jul 1, 2015	8	SEC filing
Jul 1, 2015	Amendment	$6,451,000	$1,351,000vs Aug 19, 2014	8	SEC filing
Aug 19, 2014	Initial	$5,100,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-223181

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Neuberger Berman BD LLC	2908

Source: Form D, filed Aug 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NB ALPHA CAPTURE FUND L.P.

Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Gross asset value: $9.49M
Beneficial owners: 8
ADV minimum commitment: $1M

Reported in Form ADV on Dec 25, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN 2, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. CAYMAN ISLANDS, Cayman Islands

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1145914 · Dec 25, 2017 · Schedule D 7.B.(1), fund 805-2587912165

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Yonah Feder	Executive
Nb Alpha Capture Gp Llc	Director
N/A Nb Alpha Capture Gp Llc	Director
Nb Alternative Investment Management Llc	Director
N/A Neuberger Berman Investment Advisers Llc	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Neuberger Berman Investment Advisers 1290 Avenue Of The Americas
New York, NY, 10104