Form D · Private Equity Fund

NAM Special Situations Fund III, LLC (Magic Leap Series 1)

New York, NY · CIK 0001693216

Offering snapshot reported Dec 28, 2016 · SEC filing

Reported sold
Yet to sell
Offering amount: $25M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 28, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$2.5M (estimated)
Finders' fees
$0
Form D file number
021-277191
Assumes maximum commissions earned.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
National Securities Corporation7569

Source: Form D, filed Dec 28, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NAM SPECIAL SITUATIONS FUND III, LLC MAGIC LEAP SERIES 1

Investment adviser: B. RILEY WEALTH PRIVATE SHARES, LLC

Gross asset value
$0
Beneficial owners
97
ADV minimum commitment
$25K

Reported in Form ADV on May 15, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator TMF-GROUP CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian FLAGSTAR BANK NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1876389 · May 15, 2024 · Schedule D 7.B.(1), fund 805-4766888024

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Lerner Executive
David Levine Executive
Nam Special Situations Management, Llc Executive
National Asset Management, Inc. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O National Securities Corporation 410 Park Avenue, 14 Th Floor
New York, NY, 10022