Form D · Hedge Fund
Marshall Wace Funds PLC - MW Japan Market Neutral Fund
Dublin, L2 · CIK 0001504517
Offering snapshot reported Dec 16, 2025 · SEC filing
- Reported sold
- $61.5M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 28, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 16, 2025 | Amendment | $61,500,000 | $0vs Dec 16, 2024 | 5 | SEC filing |
| Dec 16, 2024 | Amendment | $61,500,000 | $0vs Dec 15, 2023 | 5 | SEC filing |
| Dec 15, 2023 | Amendment | $61,500,000 | $25,000,000vs Dec 16, 2022 | 5 | SEC filing |
| Dec 16, 2022 | Amendment | $36,500,000 | $12,000,000vs Dec 17, 2021 | 5 | SEC filing |
| Dec 17, 2021 | Amendment | $24,500,000 | $0vs Dec 18, 2020 | 5 | SEC filing |
| Dec 18, 2020 | Amendment | $24,500,000 | $6,000,000vs Dec 19, 2019 | 5 | SEC filing |
| Dec 19, 2019 | Amendment | $18,500,000 | -$23,905,846vs Dec 19, 2018 | 4 | SEC filing |
| Dec 19, 2018 | Amendment | $42,405,846 | $0vs Dec 19, 2017 | 5 | SEC filing |
| Dec 19, 2017 | Amendment | $42,405,846 | $0vs Dec 19, 2016 | 5 | SEC filing |
| Dec 19, 2016 | Amendment | $42,405,846 | $33,905,846vs Dec 18, 2015 | 5 | SEC filing |
| Dec 18, 2015 | Amendment | $8,500,000 | -$25,267,470vs Dec 19, 2014 | 5 | SEC filing |
| Dec 19, 2014 | Amendment | $33,767,470 | $31,457,465vs Dec 20, 2013 | 5 | SEC filing |
| Dec 20, 2013 | Amendment | $2,310,005 | -$25,399,362vs Dec 20, 2012 | 1 | SEC filing |
| Dec 20, 2012 | Amendment | $27,709,367 | $3,150,959vs Dec 21, 2011 | 4 | SEC filing |
| Dec 21, 2011 | Amendment | $24,558,408 | $22,248,403vs Dec 21, 2010 | 4 | SEC filing |
| Dec 21, 2010 | Initial | $2,310,005 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-152267
Source: Form D, filed Dec 16, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MARSHALL WACE FUNDS PLC - MW JAPAN MARKET NEUTRAL FUND
Investment adviser: MARSHALL WACE ASIA LIMITED
- Gross asset value
- $93.9M
- Beneficial owners
- 7
- ADV minimum commitment
- $115K
Reported in Form ADV on May 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Filing source
Form ADV 2109018 · May 29, 2026 · Schedule D 7.B.(1), fund 805-2752713400
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Fritz Becker | Director |
| Gregory Bennett | Director |
| Robert Bovet | Director |
| Ronan Daly | Director |
| Patrick Flaherty | Director |
| David Hammond | Director |
| Barbara Healy | Director |
| Marshall Wace Asia Limited | Promoter |
| Marshall Wace North America L.P. | Promoter |
| Linburgh Martin | Director |
| Barry Mc Grath | Director |
| Marion Mulvey | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Dublin, L2, 2