Form D · Hedge Fund

MIDWOOD CAPITAL PARTNERS LP

Boston, MA · CIK 0001273649

Offering snapshot reported Mar 6, 2015 · SEC filing

Reported sold: $84M
Investors reported: 102
Minimum accepted: $1M
First sale: Dec 1, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$73,674,390 → $83,974,390
Reported investors94 → 102
Minimum accepted$50,000 → $1,000,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 6, 2015	Amendment	$83,974,390	$10,300,000vs Mar 13, 2014	102	SEC filing
Mar 13, 2014	Amendment	$73,674,390	$23,485,000vs Mar 8, 2011	94	SEC filing
Mar 8, 2011	Amendment	$50,189,390	$1,000,000vs Jan 15, 2010	72	SEC filing
Jan 15, 2010	Amendment	$49,189,390	$2,976,000vs Mar 13, 2009	71	SEC filing
Mar 13, 2009	Amendment	$46,213,390	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $56.6K (estimated)
Finders' fees: $0
Form D file number: 021-61113

The total amount sold and the number of investors do not take redemptions and/or withdrawals into consideration.

Limited Partnership Interests. The minimum amount disclosed in Item 11 may be modified by the General Partner in its sole discretion.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Compass Securities Corporation	16168
Equus Financial Consulting LLC	131449

Source: Form D, filed Mar 6, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MIDWOOD CAPITAL PARTNERS, LP

Investment adviser: MIDWOOD CAPITAL MANAGEMENT LLC

Gross asset value: $28.4M
Beneficial owners: 20
ADV minimum commitment: $1M

Reported in Form ADV on Mar 23, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY, MAY & CO., LLP ENGLEWOOD, Colorado, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RICHEY, MAY & CO., LLP
PCAOB 673

GOLDMAN SACHS & CO. LLC
SEC 8-129

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1401350 · Mar 23, 2020 · Schedule D 7.B.(1), fund 805-1481256798

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David E. Cohen	Executive
Ross D. De Mont	Executive
Midwood Capital Management Llc	Executive
N/A Midwood Capital Management	Executive
N/A Midwood Capital Management Llc	Executive, Promoter
Howard B. Rubin	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Midwood Capital Management Llc 265 Franklin Street, Suite 903
Boston, MA, 02110