MIDWOOD CAPITAL MANAGEMENT LLC – investment adviser, $28.4M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$28,390,341	100.0%

Filing source

Form ADV 1401350 · Mar 23, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MIDWOOD CAPITAL PARTNERS, LPHedge Fund · Last reported Mar 23, 2020$28.4MGross asset value

Form D fundraising filings

MIDWOOD CAPITAL PARTNERS LP

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY, MAY & CO., LLP ENGLEWOOD, Colorado, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RICHEY, MAY & CO., LLP
PCAOB 673

GOLDMAN SACHS & CO. LLC
SEC 8-129

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-1481256798
Reported beneficial owners: 20
Minimum commitment: $1M
Form D file number: 021-61113

Form ADV 1401350 · Mar 23, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MIDWOOD CAPITAL PARTNERS MASTER FUND, LPHedge Fund · Last reported Mar 30, 2016$93.5MGross asset value

Feeder funds

Fund administrator DB FUND SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS JACKSONVILLE, Florida, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-3621533271
Reported beneficial owners: 66
Minimum commitment: $1M
Form D file number: 021-235391
Form D file number: 021-61113

Form ADV 995498 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 23, 2020. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

280 SUMMER STREET, SUITE M1
BOSTON, MA, 02210, United States

CRD 164302

Filing source

Form ADV 1401350 · Mar 23, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.