Form D · Hedge Fund

MHF Special Investments, LLC, on behalf of & for the account of MHFII/RSBM Series 3

Albany, NY · CIK 0001461179

Offering snapshot reported Jul 19, 2013 · SEC filing

Reported sold
$295K
Indefinite offering
Investors reported
71
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$147K$295KJul 7, 2010: $294,799.00Jul 7, 2010Jul 7, 2011: $294,799.00Jul 7, 2011Jul 19, 2012: $294,799.00Jul 19, 2012Jul 19, 2013: $294,799.00Jul 19, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 19, 2013Amendment$294,799$0vs Jul 7, 201071SEC filing
Jul 19, 2012Amendment$294,799$0vs Jul 7, 201071SEC filing
Jul 7, 2011Amendment$294,799$0vs Jul 7, 201071SEC filing
Jul 7, 2010Initial$294,799No comparison71SEC filing
Jul 15, 2009Initial$294,799No comparison71SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-144560

Source: Form D, filed Jul 19, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MHF SPECIAL INVESTMENTS LLC - MHFII RSBM SERIES 3

Investment adviser: MERIDIAN CAPITAL PARTNERS, INC.

Gross asset value
$185K
Beneficial owners
70
ADV minimum commitment
$0

Reported in Form ADV on Sep 12, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SAGE ADMINISTRATORS LLC ALBANY, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian BANK OF AMERICA NA STAMFORD, Connecticut, United States Related to adviser: No
Custodian MERIDIAN DIVERSIFIED FUND MANAGEMENT LLC ALBANY, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 756402 · Sep 12, 2013 · Schedule D 7.B.(1), fund 805-8575351974

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Peter Brown Executive
Howard B. Fischer Executive
Donald J. Halldin Executive
Timothy M. Hickey Executive
Kevin C. Joseph Executive
William H. Lawrence Executive
N/A Meridian Diversified Fund Management, Llc Executive
John Sica Executive
Laura K. Smith Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
20 Corporate Woods Blvd., 4 Th Fl.
Albany, NY, 12211