Investment adviser · CRD 128222

MERIDIAN CAPITAL PARTNERS, INC.

Investment adviser filing (IA)

ALBANY, NY, United States · Form ADV filed Jan 4, 2019

Regulatory AUM: $282M
Client accounts: 12
Employees: 9
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	15	$269,000,000	95.4%
Corporations & businesses	Fewer than 5	$13,100,000	4.6%

Filing source

Form ADV 1260292 · Jan 4, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

33 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MERIDIAN HORIZON FUND LPHedge Fund · Last reported Jan 4, 2019$155MGross asset value

Fund administrator SAGE ADMINISTRATORS LLC ALBANY, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA NA STAMFORD, Connecticut, United States Related to adviser: No

Custodian SAGE ADMINISTRATORS LLC ALBANY, New York, United States Related to adviser: Yes

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer DEUTSCHE BANK TRUST COMPANY OF AMERICAS NEW YORK, New York, United States Related to adviser: No

Marketer PURSHE KAPLAN STERLING INVESTMENTS ALBANY, New York, United States Related to adviser: No

Marketer SUNTRUST INVESTMENT SERVICES, INC. ATLANTA, Georgia, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

BANK OF AMERICA NA
LEI B4TYDEB6GKMZO031MB27

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

PURSHE KAPLAN STERLING INVESTMENTS
CRD 35747 · SEC 8-46844

SUNTRUST INVESTMENT SERVICES, INC.
CRD 17499 · SEC 801-56443

Fund details & source

Fund ID: 805-3130035686
Reported beneficial owners: 75
Minimum commitment: $250K
Form D file number: 021-93117

Form ADV 1260292 · Jan 4, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MERIDIAN CAPITAL FUND LTDHedge Fund · Last reported Jan 4, 2019$74.6MGross asset value

Form D fundraising filings

Meridian Capital Fund, Ltd

Fund administrator CACEIS (USA) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GEORGE TOWN, Cayman Islands

Custodian BANK OF AMERICA NA NEW YORK, New York, United States Related to adviser: No

Custodian CACEIS (USA) INC. NEW YORK, New York, United States Related to adviser: No

Marketer PURSHE KAPLAN STERLING INVESTMENTS ALBANY, New York, United States Related to adviser: No

Marketer RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

BANK OF AMERICA NA
LEI B4TYDEB6GKMZO031MB27

PURSHE KAPLAN STERLING INVESTMENTS
CRD 35747 · SEC 8-46844

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

Fund details & source

Fund ID: 805-2524625166
Reported beneficial owners: 40
Minimum commitment: $1M
Form D file number: 021-137809

Form ADV 1260292 · Jan 4, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MERIDIAN PERFORMANCE PARTNERS LPHedge Fund · Last reported Jan 4, 2019$55.4MGross asset value

Form D fundraising filings

MERIDIAN PERFORMANCE PARTNERS L P

Feeder funds

MERIDIAN PERFORMANCE PARTNERS LTD

Fund administrator SAGE ADMINISTRATORS LLC ALBANY, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA NA STAMFORD, Connecticut, United States Related to adviser: No

Custodian SAGE ADMINISTRATORS LLC ALBANY, New York, United States Related to adviser: Yes

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer DEUTSCHE BANK TRUST COMPANY OF AMERICAS NEW YORK, New York, United States Related to adviser: No

Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Marketer PURSHE KAPLAN STERLING INVESTMENTS ALBANY, New York, United States Related to adviser: No

Marketer SUNTRUST INVESTMENT SERVICES, INC. ATLANTA, Georgia, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

BANK OF AMERICA NA
LEI B4TYDEB6GKMZO031MB27

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

PURSHE KAPLAN STERLING INVESTMENTS
CRD 35747 · SEC 8-46844

SUNTRUST INVESTMENT SERVICES, INC.
CRD 17499 · SEC 801-56443

Fund details & source

Fund ID: 805-3997086932
Reported beneficial owners: 17
Minimum commitment: $250K
Form D file number: 021-83174

Form ADV 1260292 · Jan 4, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MHF SPECIAL INVESTMENTS LLC - SERIES 1 / CERBERUS MARCH 2009 TRANCHE 8Hedge Fund · Last reported Jan 4, 2019$16.7MGross asset value

Fund administrator SAGE ADMINISTRATORS LLC ALBANY, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA NA STAMFORD, Connecticut, United States Related to adviser: No

Custodian SAGE ADMINISTRATORS LLC ALBANY, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BANK OF AMERICA NA
LEI B4TYDEB6GKMZO031MB27

Fund details & source

Fund ID: 805-8142770408
Reported beneficial owners: 232
Minimum commitment: $0
Form D file number: 021-127088

Form ADV 1260292 · Jan 4, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MDF SPECIAL INVESTMENTS SPC LTD - MDEF / JUNE 2011 SEGREGATED PORTFOLIO (JUNE 2011 CLASSES)Hedge Fund · Last reported Jan 4, 2019$4.15MGross asset value

Form D fundraising filings

MDF Special Investments SPC, Ltd. on behalf of & for the account of MDEF June 2011 Segretated Portfolio

Fund administrator CACEIS (USA) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian BANK OF AMERICA NA NEW YORK, New York, United States Related to adviser: No

Custodian CACEIS (USA) INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BANK OF AMERICA NA
LEI B4TYDEB6GKMZO031MB27

Fund details & source

Fund ID: 805-2036219767
Reported beneficial owners: 41
Minimum commitment: $0
Form D file number: 021-166468

Form ADV 1260292 · Jan 4, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MDF SPECIAL INVESTMENTS SPC LTD - MDFLTD / CERBERUS MARCH 2009 SEGREGATED PORTFOLIOHedge Fund · Last reported Jan 4, 2019$4.06MGross asset value

Form D fundraising filings

MDF Special Investments SPC, Ltd., on behalf of & for the account of MDFLTD/Cerberus March 2009 Segregated Portfolio

Fund administrator CACEIS (USA) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian BANK OF AMERICA NA NEW YORK, New York, United States Related to adviser: No

Custodian CACEIS (USA) INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BANK OF AMERICA NA
LEI B4TYDEB6GKMZO031MB27

Fund details & source

Fund ID: 805-6915748513
Reported beneficial owners: 130
Minimum commitment: $0
Form D file number: 021-143451

Form ADV 1260292 · Jan 4, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MHF SPECIAL INVESTMENTS LLC - SERIES 1 - MHF/HF DECEMBER 2009 TRANCHE 12Hedge Fund · Last reported Jan 4, 2019$3.01MGross asset value

Fund administrator SAGE ADMINISTRATORS LLC ALBANY, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA NA STAMFORD, Connecticut, United States Related to adviser: No

Custodian SAGE ADMINISTRATORS LLC ALBANY, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BANK OF AMERICA NA
LEI B4TYDEB6GKMZO031MB27

Fund details & source

Fund ID: 805-3320185496
Reported beneficial owners: 70
Minimum commitment: $0
Form D file number: 021-127088

Form ADV 1260292 · Jan 4, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 4, 2019. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

20 CORPORATE WOODS BOULEVARD, 4TH FLOOR
ALBANY, NY, 12211-2396, United States

CRD 128222

Filing source

Form ADV 1260292 · Jan 4, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.