Form D · Hedge Fund

MHF Special Investments, LLC, on behalf of & for the account of MHF II March 2009 Series 5

Albany, NY · CIK 0001461177

Offering snapshot reported Jul 14, 2017 · SEC filing

Reported sold
$6.98M
Indefinite offering
Investors reported
56
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 26, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.15M$10.3MJul 6, 2010: $1,133,021.00Jul 6, 2010Jul 7, 2011: $1,180,460.00Jul 19, 2012: $9,291,940.00Jul 19, 2013: $9,418,662.00Jul 18, 2014: $10,291,481.00Jul 20, 2015: $10,291,481.00Jul 14, 2016: $10,291,481.00Jul 14, 2017: $6,981,116.00Jul 14, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,291,481 → $6,981,116
  • Reported investors84 → 56

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 14, 2017Amendment$6,981,116-$3,310,365vs Jul 14, 201656SEC filing
Jul 14, 2016Amendment$10,291,481$9,158,460vs Jul 6, 201084SEC filing
Jul 20, 2015Amendment$10,291,481$9,158,460vs Jul 6, 201084SEC filing
Jul 18, 2014Amendment$10,291,481$9,158,460vs Jul 6, 201084SEC filing
Jul 19, 2013Amendment$9,418,662$8,285,641vs Jul 6, 201064SEC filing
Jul 19, 2012Amendment$9,291,940$8,158,919vs Jul 6, 201058SEC filing
Jul 7, 2011Amendment$1,180,460$47,439vs Jul 6, 201017SEC filing
Jul 6, 2010Initial$1,133,021No comparison15SEC filing
Jul 6, 2009Initial$575,184No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-144501

Source: Form D, filed Jul 14, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MHF SPECIAL INVESTMENTS LLC - MHFII MARCH 2009 SERIES 5 / CERBERUS MARCH 2009 TRANCHE 11

Investment adviser: MERIDIAN CAPITAL PARTNERS, INC.

Gross asset value
$118K
Beneficial owners
45
ADV minimum commitment
$0

Reported in Form ADV on Jan 4, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SAGE ADMINISTRATORS LLC ALBANY, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian BANK OF AMERICA NA STAMFORD, Connecticut, United States Related to adviser: No
Custodian SAGE ADMINISTRATORS LLC ALBANY, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BANK OF AMERICA NA
LEI B4TYDEB6GKMZO031MB27

Filing source

Form ADV 1260292 · Jan 4, 2019 · Schedule D 7.B.(1), fund 805-5099491901

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Peter Brown Executive
Howard B. Fischer Executive
Donald J. Halldin Executive
Timothy M. Hickey Executive
Kevin Joseph Executive
William H. Lawrence Executive
N/A Meridian Diversified Fund Management, Llc Executive
John Sica Executive
Laura K. Smith Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
20 Corporate Woods Blvd., 4 Th Fl.
Albany, NY, 12211