Form D · Hedge Fund

Meridian Capital Fund, LLC

Albany, NY · CIK 0001479150

Offering snapshot reported Jan 18, 2013 · SEC filing

Reported sold: $419M
Investors reported: 8
Minimum accepted: $5M
First sale: Jan 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$408,141,423 → $419,306,851

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 18, 2013	Amendment	$419,306,851	$11,165,428vs Jan 14, 2011	8	SEC filing
Jan 17, 2012	Amendment	$414,091,423	$5,950,000vs Jan 14, 2011	8	SEC filing
Jan 14, 2011	Amendment	$408,141,423	$379,491,423vs Jan 14, 2010	8	SEC filing
Jan 14, 2010	Initial	$28,650,000	No comparison	6	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-137810

The minimum investment amount range is $250,000 to $5,000,000. Minimum investment amount may be waived.

Source: Form D, filed Jan 18, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MERIDIAN CAPITAL FUND LLC

Investment adviser: MERIDIAN CAPITAL PARTNERS, INC.

Gross asset value: $275M
Beneficial owners: 131
ADV minimum commitment: $250K

Reported in Form ADV on Sep 12, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SAGE ADMINISTRATORS LLC ALBANY, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA NA STAMFORD, Connecticut, United States Related to adviser: No

Custodian MERIDIAN DIVERSIFIED FUND MANAGEMENT LLC ALBANY, New York, United States Related to adviser: Yes

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer DEUTSCHE BANK TRUST COMPANY OF AMERICAS NEW YORK, New York, United States Related to adviser: No

Marketer EMERSON EQUITY LLC SAN MATEO, California, United States Related to adviser: No

Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Marketer MORGAN KEEGAN & COMPANY, LLC MEMPHIS, Tennessee, United States Related to adviser: No

Marketer NFP SECURITIES, INC. AUSTIN, Texas, United States Related to adviser: No

Marketer PURSHE KAPLAN STERLING INVESTMENTS ALBANY, New York, United States Related to adviser: No

Marketer SUNTRUST INVESTMENT SERVICES, INC. ATLANTA, Georgia, United States Related to adviser: No

Marketer SUNTRUST ROBINSON HUMPHREY, INC. ATLANTA, Georgia, United States Related to adviser: No

Marketer UBS AG LONDON, United Kingdom Related to adviser: No

Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: No

Marketer WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC ST. LOUIS, Missouri, United States Related to adviser: No

Marketer WELLS FARGO ADVISORS, LLC ST. LOUIS, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

EMERSON EQUITY LLC
CRD 130032

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

MORGAN KEEGAN & COMPANY, LLC
CRD 4161 · SEC 801-19665

NFP SECURITIES, INC.
CRD 42046 · SEC 801-56126

PURSHE KAPLAN STERLING INVESTMENTS
CRD 35747 · SEC 8-46844

SUNTRUST INVESTMENT SERVICES, INC.
CRD 17499 · SEC 801-56443

SUNTRUST ROBINSON HUMPHREY, INC.
CRD 6271 · SEC 8-17212

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD 11025 · SEC 801-57434

WELLS FARGO ADVISORS, LLC
CRD 19616 · SEC 801-37967

Filing source

Form ADV 756402 · Sep 12, 2013 · Schedule D 7.B.(1), fund 805-6361568197

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Peter Brown	Executive
Donald J. Halldin	Executive
Timothy M. Hickey	Executive
William H. Lawrence	Executive
N/A Meridian Diversified Fund, Llc	Executive
N/A Meridian Fund Managing Member, Llc	Executive
John Sica	Executive
Laura K. Smith	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

20 Corporate Woods Blvd. 4 Th Floor
Albany, NY, 12211