Form D · Other Investment Fund

MERCATOR INTERNATIONAL FUND

Boca Raton, FL · CIK 0001145674

Offering snapshot reported Mar 21, 2016 · SEC filing

Reported sold
$2.95B
Indefinite offering
Investors reported
105
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 6, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.47B$2.95BFeb 25, 2010: $2,520,411,487.00Feb 25, 2010Feb 23, 2011: $2,815,893,555.00Feb 16, 2012: $2,859,726,036.00Feb 21, 2013: $2,895,805,436.00Feb 28, 2014: $2,939,808,452.00Feb 24, 2015: $2,945,308,452.00Mar 21, 2016: $2,949,178,452.00Mar 21, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,945,308,452 → $2,949,178,452

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2016Amendment$2,949,178,452$3,870,000vs Feb 24, 2015105SEC filing
Feb 24, 2015Amendment$2,945,308,452$5,500,000vs Feb 28, 2014105SEC filing
Feb 28, 2014Amendment$2,939,808,452$44,003,016vs Feb 21, 2013104SEC filing
Feb 21, 2013Amendment$2,895,805,436$36,079,400vs Feb 16, 2012104SEC filing
Feb 16, 2012Amendment$2,859,726,036$43,832,481vs Feb 23, 2011104SEC filing
Feb 23, 2011Amendment$2,815,893,555$295,482,068vs Feb 25, 2010103SEC filing
Feb 25, 2010Amendment$2,520,411,487No comparison99SEC filing
Aug 22, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-49397

Source: Form D, filed Mar 21, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MERCATOR INTERNATIONAL FUND

Investment adviser: MERCATOR ASSET MANAGEMENT LP

Gross asset value
$230M
Beneficial owners
17
ADV minimum commitment
$5M

Reported in Form ADV on Nov 8, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET GLOBAL SERVICES N. QUINCY, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSECOOPERS BOSTON, Massachusetts, United States
Custodian STATE STREET CORPORATION N. QUINCY, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1048317 · Nov 8, 2016 · Schedule D 7.B.(1), fund 805-8232054291

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James E. Chaney Executive
Gary R. Clemons Executive
Robin Kollannur Executive
Robert Mazuelos Executive
Cindy New Executive
Charles F. Radtke Executive
Peter F. Spano Executive
John G. Thompson Executive
Barbara J. Trebbi Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5200 Town Center Circle Suite 550
Boca Raton, FL, 33486