Investment adviser · CRD 107332

MERCATOR ASSET MANAGEMENT LP

Investment adviser filing (IA)

· Form ADV filed Nov 8, 2016

Regulatory AUM
$1.69B
Form ADV · Item 5.F
Client accounts
8
Accounts, not individual clients
Employees
14
Reported in this filing
Advisory professionals
7
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MERCATOR INTERNATIONAL FUNDOther Private Fund · Last reported Nov 8, 2016$230MGross asset value

Form D fundraising filings

MERCATOR INTERNATIONAL FUND

Fund administrator STATE STREET GLOBAL SERVICES N. QUINCY, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSECOOPERS BOSTON, Massachusetts, United States
Custodian STATE STREET CORPORATION N. QUINCY, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8232054291
Reported beneficial owners
17
Minimum commitment
$5M
Form D file number
021-49397

Form ADV 1048317 · Nov 8, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VCA-GI-100-3-DOther Private Fund · Last reported Mar 14, 2014$78.2MGross asset value
Fund administrator PRUDENTIAL INSURANCE COMPANY OF AMERICA NEWARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian STATE STREET BANK & TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No
Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source
Fund ID
805-1357161238
Reported beneficial owners
4
Minimum commitment
$0
Form D file number
021-161889

Form ADV 783665 · Mar 14, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MERCATOR EMERGING MARKETS PARTNERS LLCOther Private Fund · Last reported Jul 17, 2015$1.76MGross asset value
Auditor PRICEWATERHOUSECOOPERS, LLP BOSTON, Massachusetts, United States
Custodian STATE STREET CORPORATION N. QUINCY, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4682536403
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 929529 · Jul 17, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 8, 2016. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

CRD 107332

Filing source

Form ADV 1048317 · Nov 8, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.