Form D · Hedge Fund

Redwood Point Orion Fund, Ltd.

Grand Cayman, E9 · CIK 0001450388

Offering snapshot reported Jan 19, 2018 · SEC filing

Reported sold: $79.3M
Investors reported: 10
Minimum accepted: $100K
First sale: Apr 1, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$71,655,758 → $79,343,058

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 19, 2018	Amendment	$79,343,058	$7,687,300vs Jan 24, 2017	10	SEC filing
Jan 24, 2017	Amendment	$71,655,758	$6,285,062vs Jan 25, 2016	10	SEC filing
Jan 25, 2016	Amendment	$65,370,696	$5,072,249vs Oct 14, 2014	9	SEC filing
Oct 14, 2014	Amendment	$60,298,447	$3,700,873vs Oct 11, 2013	9	SEC filing
Oct 11, 2013	Amendment	$56,597,574	$4,110,652vs Oct 11, 2012	7	SEC filing
Oct 11, 2012	Amendment	$52,486,922	$5,795,351vs Oct 11, 2011	5	SEC filing
Oct 11, 2011	Amendment	$46,691,571	$2,804,332vs Oct 12, 2010	3	SEC filing
Oct 12, 2010	Amendment	$43,887,239	$3,887,239vs Oct 14, 2009	3	SEC filing
Oct 14, 2009	Amendment	$40,000,000	No comparison	1	SEC filing
Nov 12, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-124465

Source: Form D, filed Jan 19, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

REDWOOD POINT ORION FUND, LTD.

Investment adviser: MELLON INVESTMENTS CORPORATION

Gross asset value: $100M
Beneficial owners: 4
ADV minimum commitment: $2M

Reported in Form ADV on Feb 20, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SMT FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian CITIBANK NEW YORK, New York, United States Related to adviser: No

Marketer BNY MELLON ASSET MANAGEMENT CANADA LIMITED TORONTO, Canada Related to adviser: Yes

Marketer BNY MELLON INVESTMENT MANAGEMENT AUSTRALIA LIMITED SYDNEY, Australia Related to adviser: Yes

Marketer BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED LONDON, United Kingdom Related to adviser: Yes

Marketer BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED HONG KONG, Hong Kong Related to adviser: Yes

Marketer MBSC SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1323

CITIBANK
LEI E57ODZWZ7FF32TWEFA76

BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED
CRD 169689 · SEC 801-79020

MBSC SECURITIES CORPORATION
CRD 231 · SEC 801-54739

Filing source

Form ADV 1278988 · Feb 20, 2019 · Schedule D 7.B.(1), fund 805-2550242399

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Mellon Capital Management Corporation Mellon Capital Management Corporation	Director
Mellon Capital Management Corporation	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Maples Corporate Services Limited Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104