Form D · Other Investment Fund

MC ASIA LONG TERM UNCONSTRAINED FUND

Hamilton, D0 · CIK 0001546425

Offering snapshot reported Feb 14, 2018 · SEC filing

Reported sold
$45M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$22.5M$45MMay 23, 2012: $30,100,000.00May 23, 2012Aug 26, 2013: $30,100,000.00Aug 26, 2013Sep 10, 2014: $32,100,000.00Sep 10, 2014Nov 12, 2015: $45,032,320.00Nov 12, 2015Jan 5, 2017: $45,032,320.00Jan 5, 2017Feb 14, 2018: $45,032,320.00Feb 14, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 14, 2018Amendment$45,032,320$0vs Jan 5, 20174SEC filing
Jan 5, 2017Amendment$45,032,320$0vs Nov 12, 20154SEC filing
Nov 12, 2015Amendment$45,032,320$12,932,320vs Sep 10, 20144SEC filing
Sep 10, 2014Amendment$32,100,000$2,000,000vs Aug 26, 20133SEC filing
Aug 26, 2013Amendment$30,100,000$0vs May 23, 20122SEC filing
May 23, 2012Initial$30,100,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-178695

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
LEGG MASON INVESTOR SERVICES, LLC109064

Source: Form D, filed Feb 14, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MC ASIA LONG TERM UNCONSTRAINED FUND

Investment adviser: CLEARBRIDGE INC.

Gross asset value
$152M
Beneficial owners
10
ADV minimum commitment
$100K

Reported in Form ADV on Jun 29, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (IRELAND) LTD DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KMPG DUBLIN, Ireland
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LTD DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1124074 · Jun 29, 2017 · Schedule D 7.B.(1), fund 805-2240096164

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jan Ankarcrona Director
Elizabeth Denman Director
Dominik Issler Director
Arthur Jones Director
Keith Skinner Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Clarendon House 2 Church Street
Hamilton, D0, HM11