CLEARBRIDGE INC. – investment adviser, $7.31B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Government entities	8	$3,218,616,590	44.0%
Other investment advisers	5,470	$2,568,586,334	35.1%
Pooled investment vehicles	7	$716,979,934	9.8%
Investment companies	3	$502,136,120	6.9%
Charities	38	$84,552,177	1.2%
Retirement plans	23	$76,554,348	1.0%
Corporations & businesses	117	$70,965,991	1.0%
Insurance companies	Fewer than 5	$45,130,165	0.6%
High-net-worth individuals	4	$31,382,567	0.4%

Filing source

Form ADV 2019622 · Oct 2, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MARTIN CURRIE ABSOLUTE RETURN FUNDS - JAPAN FUNDHedge Fund · Last reported Aug 14, 2015$225MGross asset value

Feeder funds

MC ARF JAPAN FUND - EURO FEEDER FUND
MC ARF JAPAN FUND - JAPANESE YEN FEEDER FUND
MC ARF JAPAN FUND - US DOLLAR FEEDER FUND

Fund administrator STATE STREET FUND SERVICES DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG DUBLIN, Ireland

Custodian UBS AG (LONDON) LONDON, United Kingdom Related to adviser: No

Prime broker UBS AG (LONDON) LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2794936973
Reported beneficial owners: 22
Minimum commitment: $250K
Form D file number: 021-178690

Form ADV 939891 · Aug 14, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MC ASIA LONG TERM UNCONSTRAINED FUNDOther Private Fund · Last reported Jun 29, 2017$152MGross asset value

Form D fundraising filings

MC ASIA LONG TERM UNCONSTRAINED FUND

Fund administrator STATE STREET FUND SERVICES (IRELAND) LTD DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KMPG DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LTD DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2240096164
Reported beneficial owners: 10
Minimum commitment: $100K
Form D file number: 021-178695

Form ADV 1124074 · Jun 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARTIN CURRIE EUROPEAN HEDGE FUND US DOLLAR PORTFOLIOHedge Fund · Last reported Jun 29, 2017$7.7MGross asset value

Form D fundraising filings

MARTIN CURRIE EUROPEAN HEDGE FUND - US DOLLAR PORTFOLIO

Fund administrator STATE STREET FUND SERVCIES (IRELAND) LTD DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN, United Kingdom

Custodian UBS AG (LONDON) LONDON, United Kingdom Related to adviser: No

Prime broker UBS AG (LONDON) LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9102887612
Reported beneficial owners: 5
Minimum commitment: $1M
Form D file number: 021-178698

Form ADV 1124074 · Jun 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 2, 2025. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

5 MORRISON STREET, LEVEL 2
EDINBURGH, EH3 8BH, United Kingdom

CRD 110909

Filing source

Form ADV 2019622 · Oct 2, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.