Form D · Private Equity Fund
MASON WELLS BUYOUT FUND IV, LP
Milwaukee, WI · CIK 0001656249
Offering snapshot reported Nov 24, 2015 · SEC filing
- Reported sold
- Yet to sell Offering amount: $600M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 24, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-251817
"SALES COMMISSIONS" REPRESENTS AN ESTIMATE OF THE TOTAL FEES TO BE PAID TO FORUM CAPITAL SECURITIES LLC OVER TIME AS A RESULT OF THE ANTICIPATED SALES OF INTERESTS IN THE ISSUER.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| ROBERT SCHWABE | 1877727 | FORUM CAPITAL SECURITIES LLC · CRD 113855 |
Source: Form D, filed Nov 24, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MASON WELLS BUYOUT FUND IV, LP
Investment adviser: MASON WELLS, INC.
- Gross asset value
- $761M
- Beneficial owners
- 52
- ADV minimum commitment
- $5M
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
FORUM CAPITAL SECURITIES LLC
CRD 113855 · SEC 8-53364
Filing source
Form ADV 2082982 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-3389192564
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Partners Iv Llc Mason Wells Buyout | Executive |
| Thomas G Smith | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Milwaukee, WI, 53202