Investment adviser · CRD 173069

MASON WELLS, INC.

Investment adviser filing (IA)

MILWAUKEE, WI, United States · Form ADV filed Mar 30, 2026

Regulatory AUM
$1.42B
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
22
Reported in this filing
Advisory professionals
20
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles4$1,420,286,011100.0%
Filing source

Form ADV 2082982 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MASON WELLS BUYOUT FUND IV, LPPrivate Equity Fund · Last reported Mar 30, 2026$761MGross asset value

Form D fundraising filings

MASON WELLS BUYOUT FUND IV, LP

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States
Custodian BMO BANK, N.A. MILWAUKEE, Wisconsin, United States Related to adviser: No
Marketer FORUM CAPITAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

FORUM CAPITAL SECURITIES LLC
CRD 113855 · SEC 8-53364

Fund details & source
Fund ID
805-3389192564
Reported beneficial owners
52
Minimum commitment
$5M
Form D file number
021-251817

Form ADV 2082982 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MASON WELLS BUYOUT FUND V, LPPrivate Equity Fund · Last reported Mar 30, 2026$593MGross asset value

Form D fundraising filings

Mason Wells Buyout Fund V, LP

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States
Custodian BMO BANK, N.A. MILWAUKEE, Wisconsin, United States Related to adviser: No
Marketer FORUM CAPITAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

FORUM CAPITAL SECURITIES LLC
CRD 113855 · SEC 8-53364

Fund details & source
Fund ID
805-5818699923
Reported beneficial owners
101
Minimum commitment
$5M
Form D file number
021-365949

Form ADV 2082982 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MW BUYOUT EXECUTIVE FUND IV, LLCPrivate Equity Fund · Last reported Mar 30, 2026$36.6MGross asset value

Form D fundraising filings

MW BUYOUT EXECUTIVE FUND IV, LLC

Auditor PRICEWATERHOUSECOOPERS, LLC CHICAGO, Illinois, United States
Custodian BMO BANK, N.A. MILWAUKEE, Wisconsin, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS, LLC
PCAOB 238

Fund details & source
Fund ID
805-3597096851
Reported beneficial owners
69
Minimum commitment
$100K
Form D file number
021-251814

Form ADV 2082982 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MW BUYOUT EXECUTIVE FUND V, LLCPrivate Equity Fund · Last reported Mar 30, 2026$29.7MGross asset value

Form D fundraising filings

MW Buyout Executive Fund V, LLC

Auditor PRICEWATERHOUSECOOPERS, LLC CHICAGO, Illinois, United States
Custodian BMO BANK, N.A. MILWAUKEE, Wisconsin, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS, LLC
PCAOB 238

Fund details & source
Fund ID
805-7862276931
Reported beneficial owners
87
Minimum commitment
$100K
Form D file number
021-367532

Form ADV 2082982 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MASON WELLS BUYOUT FUND III, LPPrivate Equity Fund · Last reported Mar 25, 2024$24.4MGross asset value

Form D fundraising filings

Mason Wells Buyout Fund III, LP

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States
Custodian BMO HARRIS BANK, N.A. MILWAUKEE, Wisconsin, United States Related to adviser: No
Marketer FORUM CAPITAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

FORUM CAPITAL SECURITIES LLC
CRD 113855 · SEC 8-53364

Fund details & source
Fund ID
805-6471501876
Reported beneficial owners
32
Minimum commitment
$5M
Form D file number
021-139091

Form ADV 1851502 · Mar 25, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MW BUYOUT EXECUTIVE FUND III, LLCPrivate Equity Fund · Last reported Mar 25, 2024$1.74MGross asset value

Form D fundraising filings

MW Buyout Executive Fund III, LLC

Auditor PRICE WATERHOUSE COOPERS LLP CHICAGO, Illinois, United States
Custodian BMO HARRIS BANK, N.A. MILWAUKEE, Wisconsin, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICE WATERHOUSE COOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-4064504662
Reported beneficial owners
63
Minimum commitment
$100K
Form D file number
021-139089

Form ADV 1851502 · Mar 25, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MW BUYOUT EXECUTIVE FUND II, LLCPrivate Equity Fund · Last reported Mar 24, 2020$487KGross asset value
Auditor PRICE WATERHOUSE COOPERS LLP CHICAGO, Illinois, United States
Custodian BMO HARRIS BANK, N.A. MILWAUKEE, Wisconsin, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICE WATERHOUSE COOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-5763528497
Reported beneficial owners
32
Minimum commitment
$100K
Form D file number
021-999999

Form ADV 1400712 · Mar 24, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

411 E. WISCONSIN AVENUE, SUITE 1280
MILWAUKEE, WI, 53202, United States

CRD 173069

Filing source

Form ADV 2082982 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.