Form D · Hedge Fund

440 PARTNERS, LP

Leawood, KS · CIK 0001449059

Offering snapshot reported Nov 21, 2011 · SEC filing

Reported sold: $36.1M
Investors reported: 34
Minimum accepted: $100K
First sale: Oct 2, 2008

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 21, 2011	Amendment	$36,112,490	No comparison	34	SEC filing
Oct 24, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-123966

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
MONTAGE SECURITIES, LLC	154327

Source: Form D, filed Nov 21, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

440 PARTNERS, LP

Investment adviser: 440 INVESTMENT GROUP, LLC

Gross asset value: $20.8M
Beneficial owners: 26
ADV minimum commitment: $100K

Reported in Form ADV on Sep 21, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PANOPTIC FUND ADMINISTRATION SANTA MONICA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS & CO. BEVERLY HILLS, California, United States

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BARCLAYS CAPITAL INC.
SEC 8-41342

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Filing source

Form ADV 671069 · Sep 21, 2012 · Schedule D 7.B.(1), fund 805-3249181122

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A N/A 440 Investment Group, Llc	Promoter
Martin C Bicknell	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

4200 West 115 Th Street Suite 100
Leawood, KS, 66211