Investment adviser · CRD 155399

440 INVESTMENT GROUP, LLC

Investment adviser filing (IA)

OVERLAND PARK, KS, United States · Form ADV filed Mar 31, 2017

Regulatory AUM
$157M
Form ADV · Item 5.F
Client accounts
158
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

440 PARTNERS, LPHedge Fund · Last reported Sep 21, 2012$20.8MGross asset value

Form D fundraising filings

440 PARTNERS, LP

Fund administrator PANOPTIC FUND ADMINISTRATION SANTA MONICA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & CO. BEVERLY HILLS, California, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Fund details & source
Fund ID
805-3249181122
Reported beneficial owners
26
Minimum commitment
$100K
Form D file number
021-123966

Form ADV 671069 · Sep 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2017. View historical filings

Reported services

Individual portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

5700 W 112TH ST, SUITE 500
OVERLAND PARK, KS, 66211, United States

CRD 155399

Filing source

Form ADV 1079086 · Mar 31, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.