Form D · Other Investment Fund

Manulife Absolute Return Mortgage Securities Fund Ltd.

Grand Cayman, E9 · CIK 0001548676

Offering snapshot reported May 8, 2013 · SEC filing

Reported sold
$56.7M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$25M
Reported outside-investor minimum
First sale
May 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$28.4M$56.7MMay 4, 2012: $50,000,000.00May 4, 2012May 8, 2013: $56,700,000.00May 8, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$50,000,000 → $56,700,000
  • Reported investors1 → 2

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 8, 2013Amendment$56,700,000$6,700,000vs May 4, 20122SEC filing
May 4, 2012Initial$50,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-177689
John Hancock Distributors LLC, an affiliate of the Sponsor, has received a one-time offering fee with respect to the fund of $20,000 from the Sponsor and receives a yearly service fee of $7,500 for its services as the placement agent.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
John Hancock Distributors LLC5249

Source: Form D, filed May 8, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MANULIFE ABSOLUTE RETURN MORTGAGE SECURITIES FUND LTD.

Investment adviser: MANULIFE INVESTMENT MANAGEMENT (US) LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Dec 8, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 859555 · Dec 8, 2014 · Schedule D 7.B.(1), fund 805-9847570124

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Dms Fund Governance Ii Ltd. Director
N/A Dms Fund Governance I Ltd. Director
Diane Landers Executive
N/A Manulife Asset Management (Us) Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House
Grand Cayman, E9, KY1-1104