Investment adviser · CRD 106435

MANULIFE INVESTMENT MANAGEMENT (US) LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Mar 25, 2026

Regulatory AUM: $228B
Client accounts: 4,861
Employees: 267
Advisory professionals: 146

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	113	$145,836,923,316	64.0%
Pooled investment vehicles	110	$45,117,505,524	19.8%
Insurance companies	11	$15,638,165,008	6.9%
Sovereign wealth & foreign institutions	10	$5,395,991,096	2.4%
Government entities	15	$5,322,296,609	2.3%
Retirement plans	105	$4,856,942,403	2.1%
Corporations & businesses	203	$3,077,361,421	1.3%
Individuals	3,373	$1,129,172,150	0.5%
Charities	762	$760,874,571	0.3%
Other clients	8	$634,468,145	0.3%
High-net-worth individuals	151	$270,317,388	0.1%

Filing source

Form ADV 2049730 · Mar 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MANULIFE INVESTMENT MANAGEMENT TOTAL RETURN BOND FUND LPOther Private Fund · Last reported Oct 4, 2024$630MGross asset value

Form D fundraising filings

Manulife Investment Management Total Return Bond Fund LP

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer JOHN HANCOCK DISTRIBUTORS LLC BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 42

JOHN HANCOCK DISTRIBUTORS LLC
CRD 5249 · SEC 8-15826

Fund details & source

Fund ID: 805-7488622753
Reported beneficial owners: 16
Minimum commitment: $1M
Form D file number: 021-175025

Form ADV 1905660 · Oct 4, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MANULIFE ABSOLUTE RETURN MORTGAGE SECURITIES MASTER FUND LTD.Hedge Fund · Last reported Dec 8, 2014$141MGross asset value

Feeder funds

MANULIFE ABSOLUTE RETURN MORTGAGE SECURITIES FUND LTD.

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer JOHN HANCOCK DISTRIBUTORS LLC BOSTON, Massachusetts, United States Related to adviser: Yes

Marketer MANULIFE ASSET MANAGEMENT LIMITED TORONTO, Canada Related to adviser: Yes

Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

J.P. MORGAN SECURITIES INC.
SEC 8-36950

JOHN HANCOCK DISTRIBUTORS LLC
CRD 5249 · SEC 8-15826

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

Fund details & source

Fund ID: 805-2049545577
Reported beneficial owners: 4
Minimum commitment: $25M
Form D file number: 021-177689

Form ADV 859555 · Dec 8, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STRAITS GLOBAL ABS CDO I, LTDSecuritized Asset Fund · Last reported Mar 30, 2018$31.3MGross asset value

Fund administrator INTERTRUST CAYMAN GEORGE TOWN, GRAND CAYMAN, Cayman Islands Investor statements: Some (provided to some but not all investors) Related to adviser: No

Custodian BANK OF NEW YORK MELLON, N.A HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7079694939
Reported beneficial owners: 25
Minimum commitment: $250K

Form ADV 1160325 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INDEPENDENCE V CDO, LTDSecuritized Asset Fund · Last reported Mar 30, 2018$22.5MGross asset value

Fund administrator INTERTRUST CAYMAN GEORGE TOWN, GRAND CAYMAN, Cayman Islands Investor statements: Some (provided to some but not all investors) Related to adviser: No

Custodian BANK OF NEW YORK MELLON, N.A HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3943497083
Reported beneficial owners: 25
Minimum commitment: $100K

Form ADV 1160325 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INDEPENDENCE VII CDO LTDSecuritized Asset Fund · Last reported Mar 30, 2018$17.7MGross asset value

Fund administrator INTERTRUST CAYMAN GEORGE TOWN, GRAND CAYMAN, Cayman Islands Investor statements: Some (provided to some but not all investors) Related to adviser: No

Custodian BANK OF NEW YORK MELLON, N.A HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3599284607
Reported beneficial owners: 25
Minimum commitment: $200K

Form ADV 1160325 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INDEPENDENCE IV CDO, LTD.Securitized Asset Fund · Last reported Mar 30, 2018$15.9MGross asset value

Fund administrator INTERTRUST CAYMAN GEORGE TOWN, GRAND CAYMAN, Cayman Islands Investor statements: Some (provided to some but not all investors) Related to adviser: No

Custodian BANK OF NEW YORK MELLON, N.A CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2909771615
Reported beneficial owners: 25
Minimum commitment: $100K

Form ADV 1160325 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INFINITI SPC LIMITED, ACTING FOR THE ACCOUNT OF POTOMAC SYNTHETIC CDO 2007-2 SEGREGATED PORTFOLIOSecuritized Asset Fund · Last reported Mar 30, 2018$0Gross asset value

Custodian US BANK NATIONAL ASSOCIATION CHARLOTTE, North Carolina, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-7897242200
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1160325 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

197 CLARENDON ST
BOSTON, MA, 02116, United States

CRD 106435

Filing source

Form ADV 2049730 · Mar 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.