Form D · Hedge Fund

Man Prospect Mountain LLC

Chicago, IL · CIK 0001495204

Offering snapshot reported Jul 7, 2010 · SEC filing

Reported sold: $8.05M
Investors reported: 9
Minimum accepted: $35K
First sale: Apr 1, 2010

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 7, 2010	Initial	$8,048,010	No comparison	9	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $417
Finders' fees: $0
Form D file number: 021-144527

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Man Investments Inc.	15770

Source: Form D, filed Jul 7, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAN PROSPECT MOUNTAIN LLC

Investment adviser: FRM INVESTMENTS (USA) LLC

Gross asset value: $9.01M
Beneficial owners: 7
ADV minimum commitment: $500K

Reported in Form ADV on Aug 6, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States

Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

Filing source

Form ADV 750535 · Aug 6, 2013 · Schedule D 7.B.(1), fund 805-8475623425

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Alicia Derrah	Executive
John Rowsell	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

123 North Wacker Drive Suite 2800
Chicago, IL, 60606