Investment adviser · CRD 111176

FRM INVESTMENTS (USA) LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Feb 20, 2015

Regulatory AUM
$141M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
16
Reported in this filing
Advisory professionals
16
Investment advisory functions

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FINANCIAL RISK MANAGEMENT DIVERSIFIED FUND LIMITEDHedge Fund · Last reported Feb 20, 2015$4.36MGross asset value
Fund administrator JPMORGAN HEDGE FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GEORGETOWN, Cayman Islands
Custodian JP MORGAN CHASE BANK, NATIONAL ASSOCIATION (LONDON BRANCH) LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3904512944
Reported beneficial owners
1
Minimum commitment
$500K
Form D file number
021-8070001

Form ADV 879917 · Feb 20, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MA TBV LIMITEDHedge Fund · Last reported Jan 31, 2013$94.7MGross asset value
Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GEORGETOWN, Cayman Islands
Custodian NEWEDGE USA, LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker NEWEDGE USA, LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NEWEDGE USA, LLC
SEC 8-47023

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

Fund details & source
Fund ID
805-1502065148
Reported beneficial owners
2
Minimum commitment
$100K

Form ADV 697585 · Jan 31, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FRM TAIL HEDGE LIMITEDHedge Fund · Last reported Aug 6, 2013$55.5MGross asset value
Fund administrator JPMORGAN HEDGE FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GEORGETOWN, Cayman Islands
Custodian JP MORGAN CHASE BANK, NATIONAL ASSOCIATION (LONDON BRANCH) LONDON, United Kingdom Related to adviser: No
Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

Fund details & source
Fund ID
805-2364281630
Reported beneficial owners
4
Minimum commitment
$100K

Form ADV 750535 · Aug 6, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAN MULTI-STRATEGY L.P.Hedge Fund · Last reported Jan 31, 2013$24.5MGross asset value

Form D fundraising filings

Man Multi Strategy L.P.

Fund administrator CITI FUND SERVICES OHIO, INC. COLUMBUS, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

Fund details & source
Fund ID
805-2272416977
Reported beneficial owners
9
Minimum commitment
$1M
Form D file number
021-52215

Form ADV 697585 · Jan 31, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 20, 2015. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

HSBC TOWER, 452 5TH AVENUE, 26TH FLOOR
NEW YORK, NY, 10018, United States

CRD 111176

Filing source

Form ADV 879917 · Feb 20, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.